Search for: "Registration Private (4)"
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24 Jul 2015, 12:14 pm
Index cards and punched cards; final phase of computerized searching and privatization of search services—entrusted to private services, with a direct and immediate impact on search. [read post]
21 Dec 2022, 6:03 am
Title I of Division AA of the FY23 appropriations bill contains provisions for the registration of index-linked annuities. [read post]
10 Mar 2021, 4:28 pm
The Division also states that it will review risks related to custody of digital assets, particularly with respect to compliance under Rule 206(4)-2 of the Investment Adviser’s Act of 1940 (the “Custody Rule”), where applicable, and related matters such as: Unauthorized transactions and theft of digital assets; Controls around safekeeping of digital assets, private keys and accounts; Business continuity plans with respect to private keys; How the loss of… [read post]
4 Aug 2017, 1:36 pm
Unlike renewing, say, a car registration, these require more than an application form and a check. [read post]
16 Mar 2018, 4:47 am
Registration 1:30 p.m. [read post]
16 May 2007, 7:09 am
Section 4. [read post]
23 Oct 2013, 4:05 pm
In addition, the proposal would exempt securities sold pursuant to Section 4(a)(6) from the registration requirements of Section 12(g) of the Securities Exchange Act of 1934. [read post]
22 Apr 2017, 9:30 am
Registration in the TASC drug treatment program followed the same day. [read post]
18 Jan 2012, 3:14 pm
The General Court stated (at [21]) that this seemingly restrictive approach adopted was contradictory to the fact that the signs referred to in Article 8(4) were most often based on use rather than registration. [read post]
12 Feb 2007, 11:59 pm
[4] W. [read post]
24 Jun 2022, 1:39 am
Professor of Law, McGill Faculty of Law, Canada 4. [read post]
4 Apr 2014, 3:04 pm
Other kinds of harms and how we punish them: if you shoplift 6 CDs or 4 DVDs in MA, your fine is $250. [read post]
29 Jul 2023, 3:12 am
The Victorian Society questioned the need to remove the pews, and a private individual objected on grounds of insufficient consultation; a reduction in seating capacity; cost; and whether there was a need for the pews to be removed. [read post]
26 Apr 2012, 5:57 am
On the transactional side, while a few of our students might actually work for firms or companies in which the regular reporting requirements are part of the day-to-day work of securities lawyers, I think it's more important for most of our students to understand what triggers the registration requirements under the 33 Act - what is a security, the basic registration and prospectus scheme, the exemptions under Section 4 and Reg D, and the control person and resale… [read post]
25 Jan 2024, 4:05 am
Require, in certain situations, the target company in a de-SPAC transaction to be a co-registrant with the SPAC (or another shell company) and thus assume responsibility for the disclosures in the registration statement filed in connection with the de-SPAC transaction; 3. [read post]
7 Nov 2014, 1:37 pm
First, some background: Any sale of securities by a company must either be registered under the Securities Act, or it must be sold under some exemption, such as a Regulation D private placement under Section 4(2) of the Securities Act. [read post]
28 Oct 2014, 9:00 am
Private fund advisers. [read post]
24 Jan 2023, 9:01 pm
The amendments to Forms 4 and 5 will go into effect with reports filed on or after April 1, 2023. [read post]
12 Jul 2019, 7:51 am
The guidance is directed at public bodies, but is also helpful for private entities. [read post]
5 May 2023, 4:00 am
Clarence Thomas Had a Child in Private School. [read post]
