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12 Dec 2022, 3:12 am
Newborn Baby, Paternity Leave, Away Account, Loss of Job, and the FINRA Fine and Suspension (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6795/paternity-leave-away-account/In a recent FINRA regulatory settlement, I'm willing to give the regulator and the Respondent's former broker-dealer employer credit for being in the right. [read post]
12 Dec 2022, 3:12 am
Intellivest Securities Hunts Down Raiders Who Allegedly Gutted The Brokerage Firm (BrokeAndBroker.com Blog)DOJ RELEASESUS Attorney SDNY @SDNYnews / 6:52 PM Dec 12, 2022 / USA Damian Williams (Arrest/Indictment of Samuel Bankman-Fried)Maryland U.S. [read post]
12 Dec 2022, 3:12 am
Intellivest Securities Hunts Down Raiders Who Allegedly Gutted The Brokerage Firm (BrokeAndBroker.com Blog)DOJ RELEASESSEC RELEASESCFTC RELEASESFINRA RELEASES= = =12/12/2022Intellivest Securities Hunts Down Raiders Who Allegedly Gutted The Brokerage Firm (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6797/intellivest-securities-growth-capital/A small FINRA broker-dealer alleged that it had been raided by another firm with devastating cons... [read post]
12 Dec 2022, 3:12 am
Newborn Baby, Paternity Leave, Away Account, Loss of Job, and the FINRA Fine and Suspension (BrokeAndBroker.com Blog)Edward D. [read post]
12 Dec 2022, 3:12 am
Edward D. [read post]
12 Dec 2022, 1:05 am
Granted, this was at a time when even thinly-veiled sexual innuendos by mainstream pop singers like Cyndi Lauper and Sheena Easton prompted congressional hearings. [read post]
6 Dec 2022, 8:28 am
" Thus, speechwriters, singers, painters, photographer all can be compelled to create speech and art celebrating same-sex weddings (but can't be compelled to create speech and art promoting traditional marriage). [read post]
5 Dec 2022, 3:43 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6792/securities-industry-commentator/SEC Watchdog Out Two Months After Criticizing Its Rulemaking / October report said SEC didn't even notify its managers of policy changes / Acting IG Padilla first relayed concerns to Chair Gensler in September (Bloomberg by John Holland)'Amid Stonewalling, Whistleblower Tips to SEC Dry Up' by… [read post]
5 Dec 2022, 3:43 am
'Amid Stonewalling, Whistleblower Tips to SEC Dry Up' by On The Merits (Bloomberg Podcast)Time To Overhaul SEC Whistleblower Program (BrokeAndBroker.com Blog)DOJ RELEASESIndictment Unsealed Charging Two Individuals in Alleged Financial Fraud Scheme (DOJ Release)Chief Technology Officer Of Blockchain Company Charged With Scheme To Defraud The Company Of Over $1 Million And Cryptocurrency (DOJ Release)California Executive Compensation Consultant Sentenced To Prison For Committing Insider… [read post]
5 Dec 2022, 3:43 am
Time To Overhaul SEC Whistleblower Program (BrokeAndBroker.com Blog)DOJ RELEASESFour Men Arrested In Transnational Wire Fraud And Identity Theft Conspiracy (DOJ Release) ABB Agrees to Pay Over $315 Million to Resolve Coordinated Global Foreign Bribery Case/ ABB Subsidiaries in Switzerland and South Africa plead guilty to bribery conspiracy (DOJ Release)SEC RELEASESABB Settles SEC Charges that it Engaged in Bribery Scheme in South Africa / Global technology company ordered to pay $460 million total… [read post]
5 Dec 2022, 3:43 am
Time To Overhaul SEC Whistleblower Program (BrokeAndBroker.com Blog)DOJ RELEASESQueens Resident Sentenced to Prison for Helping to Sell U.S. [read post]
5 Dec 2022, 3:43 am
'Amid Stonewalling, Whistleblower Tips to SEC Dry Up' by On The Merits (Bloomberg Podcast)Time To Overhaul SEC Whistleblower Program (BrokeAndBroker.com Blog)DOJ RELEASESChief Technology Officer Of Blockchain Company Charged With Scheme To Defraud The Company Of Over $1 Million And Cryptocurrency (DOJ Release)California Executive Compensation Consultant Sentenced To Prison For Committing Insider Trading (DOJ Release)Chief Financial Officer Of Global Public Relations Firm Sentenced To 52… [read post]
4 Dec 2022, 5:13 am
This was the case in the claims of both singer-actress Julie Andrews and comedienne Joan Rivers, who both say they were unaware of the risks of the procedures they underwent, causing them major damages (and in the cause of Rivers, her untimely death). [read post]
2 Dec 2022, 9:57 am
Specifically, they say, the court should hold that anti-discrimination laws cannot compel speech related to weddings – for example, by website designers, photographers, painters, singers – but at the same time make clear that the providers of services that are not speech – such as bakers, limo drivers, and caterers – are not protected by the First Amendment. [read post]
1 Dec 2022, 8:16 am
Robert Singer that would require sellers of single-family homes with solar panels to disclose the contact information for the business responsible for the installation. [read post]
30 Nov 2022, 1:44 pm
"Christine McVie, of Fleetwood Mac, Is Dead at 79/As a singer, songwriter and keyboardist, she was a driving force behind one of the most popular rock bands of the last few decades" (NYT).The most popular songs Ms. [read post]
30 Nov 2022, 1:25 pm
Singer, Joshua H. [read post]
29 Nov 2022, 12:03 pm
(credit: Getty | Filip Singer) Under the leadership of billionaire Elon Musk, social media platform Twitter has abandoned its efforts to prevent the spread of dangerous COVID-19 misinformation on its platform, dismaying experts who say false and misleading health information can harm individuals and put lives at risk. [read post]
29 Nov 2022, 4:13 am
Can an agency properly invoke the deliberative process privilege to shield internal deliberations over a sham memo requesting that another agency take action, knowing that the recipient agency will use the request to hide the real reason for its contemplated action? [read post]
28 Nov 2022, 10:45 am
The Sixth Civil Senate (Presiding Judge: Andreas Voss ("Voß" in German); side judges: Judges Lehmeyer and Professor Singer) of the Oberlandesgericht Karlsruhe (Karlsruhe Higher Regional Court), which hears all appeals from Mannheim patent judgments, deniedNetflix' emergency motion to stay enforcement of the injunction (on July 5),Netflix' motion for reconsideration of the denial of an enforcement stay (on August 2), and finally alsoNetflix' motion to increase… [read post]
