Search for: "U.S. Commodity Futures Trading Commission"
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26 Nov 2023, 8:18 am
They are the Securities & Exchange Commission, the Commodities Futures Trading Commission and The Financial crimes Enforcement Network (FINCEN) of the Treasury department. [read post]
17 Dec 2021, 6:37 am
He has been a principled advocate for safe, open and transparent markets, and FIA looks forward to working with Chairman Behnam and the Commission on the important issues facing our industry,” said Walt Lukken, president and CEO of FIA, the leading global trade organization for the futures, options and centrally cleared derivatives markets. [read post]
29 Aug 2017, 9:04 pm
The members include: Boehner – Speaker of the U.S. [read post]
3 Sep 2014, 11:37 am
That statutory section applies only to rules of a contract market or registered futures association, and CME Rule 1001 is a rule of CME Clearing, a registered derivatives clearing organization (DCO), which is neither a contract market nor a futures association.In addition, although the CFTC was not required to conduct an antitrust analysis under 7 U.S.C. [read post]
18 Jan 2018, 9:30 am
U.S. regulators (the Commodity Futures Trading Commission “CFTC,” and the Securities and Exchange Commission “SEC”) have generally classified bitcoin and other cryptographic assets as commodities. [read post]
6 Feb 2020, 10:00 pm
The agency regulating crypto-commodities will be the Commodity Futures Trading Commission (CFTC). [read post]
10 Jul 2018, 3:57 am
CFTC MATTERS Advisory The CFTC Issues Advisory on Virtual Currency Derivatives On May 21, 2018, the Commodity Futures Trading Commission (“CFTC”) issued key expectations for exchanges and clearinghouses regarding virtual currency derivative products. [read post]
19 Nov 2008, 3:42 pm
As Arthur Levitt, a former chairman of the U.S. [read post]
17 Aug 2016, 2:34 am
The Commodity Futures Trading Commission’s big-sister agency, the Securities and Exchange Commission, is similarly short-handed, with three of five slots occupied. [read post]
23 Apr 2012, 5:11 am
Witnesses include James Giddens, trustee of the Securities Investment Protection Act liquidation of MF Global Inc.; Louis Freeh, trustee for MF Global Holdings; Jill Sommers, commissioner of the Commodity Futures Trading Commission; Robert Cook, director of the Securities and Exchange Commission's Division of Trading and Markets; Richard Ketchum, president, chairman and CEO of the Financial Industry Regulatory Authority; and Terrence Duffy,… [read post]
26 Jun 2008, 9:38 am
Todd Tiahrt (PDF 596 KB)Requests the U.S. [read post]
13 Jun 2018, 9:37 am
Attorney’s Offices already coordinate with other federal agencies, including the Securities and Exchange Commission, the Commodities Futures Trading Commission, the Federal Reserve as well as authorities in other countries. [read post]
21 Jun 2011, 7:00 am
The FTC's investigation comes on the heels of the Commodities Futures Trading Commission (CFTC) decision to launch an investigation into several individuals and companies over an oil price manipulation effort from 2008 that worked to give the impression of tight supplies in order to boost oil prices and generated profits of $50 million. [read post]
22 Feb 2018, 9:30 pm
The United States’s Commodity Futures Trading Commission (CFTC) along with the United Kingdom’s Financial Conduct Authority (FCA) announced that they are entering into a cooperation arrangement so that both regulators may better understand innovation in financial and regulatory technology. [read post]
7 Nov 2008, 5:35 pm
They generally support a proposal, which Chairman Cox has endorsed, to have the agency take over the functions of the Commodity Futures Trading Commission, as long as the SEC's enforcement authority is not diluted. [read post]
25 Jul 2019, 11:47 am
Commodity Futures Trading Commission (CFTC) in a trial involving a fraudulent precious metals scheme allegedly perpetrated by Robert Escobio of Miami, Florida, reportedly through his companies Southern Trust Metals, Inc. and Loreley Overseas Corporation. [read post]
7 Aug 2024, 8:26 am
In addition, the information must relate to misconduct not already covered by the False Claims Act qui tam law or a whistleblower program at another government agency — e.g., the Securities and Exchange Commission, the Commodity Futures Trading Commission, the Internal Revenue Service, or the Treasury Department’s Financial Crimes Enforcement Network. [read post]
4 Mar 2011, 11:22 am
Securities and Exchange Commission; Scott Parsons, Delta Strategy Group; Elizabeth Ritter, Counsel, Commodity Futures Trading Commission; Alan C. [read post]
25 Jul 2012, 11:26 am
The CFTC proposes to permit a non-U.S. swap dealer or non-U.S. major swap participant, once registered with the Commission, to comply with a substituted compliance regime under certain circumstances. [read post]
17 Oct 2014, 10:25 am
FinCEN’s stated intent with the proposed rule is to clarify and strengthen customer due diligence requirements for banks, brokers or dealers in securities, mutual funds and futures commission merchants and introducing brokers in commodities. [read post]
