Search for: "Wells Fargo "
Results 841 - 860
of 5,048
Sort by Relevance
|
Sort by Date
21 Feb 2020, 1:29 am
Wells Fargo Agrees To Pay $3 Billion To Resolve Criminal And Civil Investigations Into Sales Practices Involving The Opening Of Millions Of Accounts Without Customer Authorization / $3 Billion Payment Result of Deferred Prosecution Agreement in Criminal Matter, Settlement of Civil Claims under FIRREA and Resolution of SEC Proceedings (DOJ Release)Wells Fargo to Pay $500 Million for Misleading Investors About the Success of Its Largest Business Unit / Payment Will… [read post]
21 Feb 2020, 1:29 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5083/securities-industry-commentator/SEC Charges Wells Fargo In Connection With Investment Recommendation Practices (SEC Release)NJ Appellate Division Rules Scroll-Down-And-Click Constitutes Enforceable Electronic Signature to Bind Arbitration. [read post]
20 Feb 2020, 9:06 am
Lila Fakhraie, Senior Vice President, Digital Banking APIs, Wells Fargo Bank Jason Gross, Co-Founder & CEO, Petal Melissa Koide, CEO, FinRegLab James Reuter, CEO & President, First Bank Holding Company The third panel will focus on the future state of the market, as well as considerations for policymakers on how to ensure consumer data is safeguarded while ensuring that consumers have continual access to their data. [read post]
19 Feb 2020, 12:50 pm
According to Wells Fargo, it fired our client not because of his protected complaints, but because he supplied leftover Wells Fargo promotional bags to his wife for distribution at a conference she was planning. [read post]
18 Feb 2020, 4:46 am
Similarly, we agree with the Supreme Court’s determination to grant that branch of the motion of the BNYM defendants which was pursuant to CPLR 3211(a)(7) to dismiss the second cause of action against BNYM as trustee (see Wood v Villanueva, 175 AD3d 1465; Zuniga v BAC Home Loans Servicing, L.P., 147 AD3d 882; Acocella v Wells Fargo Bank, N.A., 139 AD3d 647, 649; Jahan v U.S.Bank N.A., 127 AD3d 926, 927). [read post]
15 Feb 2020, 10:00 am
On November 18th of last year, 74-year-old Sandy Hawkins walked into a Wells Fargo in Florida and demanded that the teller give him $1,100. [read post]
14 Feb 2020, 6:31 am
As the latest chapter in the aftermath of the Wells Fargo fake accounts scandal, on January 23, 2020, the Office of the Comptroller of the Currency (“OCC”) announced enforcement actions against eight former Wells Fargo executives for their roles in the bank’s “systemic sales practices misconduct. [read post]
13 Feb 2020, 7:45 am
Ex-Morgan Stanley Broker Sentenced To 30 Months Please contact Shepherd Smith Edwards and Kantas (SSEK Law Firm) if Elias Herbert Hafen, a former Morgan Stanley (MS) and Wells Fargo (WFC) broker, was your financial representative when you suffered substantial investment losses that you think may be due to fraud. [read post]
12 Feb 2020, 11:48 am
Charles Scharf used to work for Jamie Dimon, so he has a keen eye for the differences between their two firms. [read post]
10 Feb 2020, 11:16 am
Wells Fargo reportedly discharged the registered representative responsible for the alleged violations. [read post]
6 Feb 2020, 11:33 am
As was also the case with the Wells Fargo settlement, the McKesson settlement reportedly was settled entirely with D&O insurance proceeds. [read post]
3 Feb 2020, 11:06 am
The fraud protection service at Wells Fargo put a hold on the wire and asked the controller to verify its legitimacy. [read post]
31 Jan 2020, 5:40 pm
“Miami Drops Fair Housing Cases Against Wells Fargo, BofA”: Evan Weinberger of Bloomberg Law has this report (subscription may be required for full access). [read post]
28 Jan 2020, 7:21 am
” He was working for Wells Fargo when the activity occurred that led to the regulatory action. [read post]
24 Jan 2020, 4:34 pm
According to the Philadelphia Inquirer, Chris Greenwell alleges that he and his son visited the Wells Fargo Center last November for what was described as “an exclusive event for season-ticket holders,” and waited in line for about an hour to get a photo with Gritty (and, apparently, Gritty’s bodyguard?). [read post]
24 Jan 2020, 3:00 am
National/Federal A Campaign Finance Rule Makes Life Much Harder for Working-Class Challengers The Intercept – Rachel Cohen | Published: 1/16/2020 Though some organizations have been started over the last few years to help working-class candidates more effectively compete, the path to victory can still be difficult for those who cannot afford to dedicate all their time to campaigning. [read post]
22 Jan 2020, 6:00 am
Wells Fargo estimates that vapor products now make up close to 5 percent of the total tobacco market. [read post]
20 Jan 2020, 1:45 pm
Citigroup, Bank of America, Wells Fargo, and JPMorgan already agreed to loan Boeing money. [read post]
17 Jan 2020, 11:15 am
Supreme Court hears a pair of appeals in trademark cases and seems eager to overturn lower court rulings in both; Federal Circuit Judge Pauline Newman dissents on a pair of precedential decisions issued by the CAFC; tech giant Alphabet is the fourth U.S. tech company to hit a $1 trillion market capitalization; China announces that it received 1.401 million invention patent applications during 2019; Ed Sheeran loses a motion to compel and must disclose concert revenue information in “Thinking… [read post]
17 Jan 2020, 12:06 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5023/securities-industry-commentator/OCC Issues Notice of Charges Against Five Former Senior Wells Fargo Bank Executives, Announces Settlement With Others (OCC Release)Did a Federal Court Mistakenly Deem FINRA a Federal Prosecutor? [read post]
