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28 Jul 2015, 2:52 pm
If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. [read post]
31 Jul 2018, 11:02 am
According to her online, FINRA BrokerCheck report, Cheryl A. [read post]
26 May 2017, 11:28 am
If so, The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. [read post]
5 Mar 2012, 11:51 am
If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. [read post]
2 Jun 2020, 10:33 am
A supervisory system that cannot reasonably surveil and detect trades that violate securities laws and deceptive trade practices does not meet FINRA’s minimum requirement of proper supervision. [read post]
19 Nov 2014, 4:32 am
For one, FINRA over the past year has taken a more proactive approach to assessing its arbitrator pool. [read post]
14 Jan 2016, 11:51 am
The firm represents investors in FINRA arbitration claims throughout the country. [read post]
2 Apr 2020, 12:00 pm
Fortunately for investors, FINRA provides an arbitration forum for investors to resolve disputes and if a broker or brokerage firm makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment they can be found liable for investment losses in a FINRA arbitration claim. [read post]
14 Jan 2016, 11:34 am
The firm represents investors in FINRA arbitration claims throughout the country. [read post]
24 Jun 2016, 1:12 pm
Merrill Lynch neither admitted nor denied the charges made by the SEC and FINRA surrounding the Strategic Return Notes. [read post]
4 May 2017, 11:12 am
As a conclusion to this well-received webinar, we compiled a summary of three takeaways that were discussed during the webinar: Remember that you can seek court injunctive relief (Temporary Restraining Order and, possibly, Preliminary Injunction) before proceeding in FINRA. [read post]
12 Oct 2018, 10:23 am
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visithttp://www.whitesecuritieslaw.com. [read post]
14 Apr 2015, 4:24 am
Outside vendors have their place, but FINRA’s Report on Cybersecurity Practices details that level of vigilance needed when it comes contracting with vendors who have access to your IT systems. [read post]
21 Mar 2018, 8:17 am
We try cases in the FINRA arbitration forum. [read post]
6 Jan 2016, 7:59 am
The firm represents investors in FINRA arbitration claims throughout the country. [read post]
20 Feb 2013, 2:24 pm
If so, you may be able to recover your losses through a FINRA arbitration claim against the brokerage firm/financial professional that solicited that investment. [read post]
17 Apr 2015, 11:51 am
If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. [read post]
6 Dec 2013, 1:41 pm
One option to recover investment losses is through FINRA dispute resolution. [read post]
5 Sep 2015, 6:23 am
FINRA records indicate that Mr. [read post]
6 Jun 2019, 12:12 pm
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com. [read post]
