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11 Jan 2011, 1:25 pm
The Securities and Exchange Commission is starting the year with a bang, announcing a $119 million settlement with the Charles Schwab Corp. for misleading investors and failing to prevent the misuse of nonpublic information. [read post]
11 Jan 2011, 1:21 pm
“The purpose of the physician-patient privilege is to enable the patient to secure complete and appropriate medical treatment by encouraging candid communication between patient and physician, free from fear of the possible embarrassment and invasion of privacy engendered by an unauthorized disclosure of information. [read post]
11 Jan 2011, 12:52 pm
By W. [read post]
11 Jan 2011, 11:15 am
For more than 40 years, General Fields has been committed to securing our national defense. [read post]
11 Jan 2011, 8:36 am
The only paroxysm to have, my dear, is a hysterical one Separately, five large derivatives dealers—Bank of America Corp. [read post]
11 Jan 2011, 4:05 am
Yesterday Pope Benedict XVI delivered his annual address (full text) to the diplomatic corps accredited to the Holy See-- ambassadors from 178 countries. [read post]
11 Jan 2011, 2:00 am
Corp. [read post]
10 Jan 2011, 5:00 pm
Cintas Corp., 2010 U.S. [read post]
10 Jan 2011, 1:16 am
According to the disclosure statement filed with the plan, these debtors have no secured or non-tax priority claims outstanding, but do have approximately $200 million in outstanding general unsecured claims, $50 million in outstanding revenue bond claims, and $250 million in outstanding subordinated note claims. [read post]
9 Jan 2011, 7:06 am
However, Harp did not raise this issue before JPMorgan cured the defect through the assignment of the mortgage from Nationwide Lending Corp. [read post]
8 Jan 2011, 7:23 am
Cordis Corp. et al., (Case No. 6:10-cv-00437 (E.D. [read post]
8 Jan 2011, 7:23 am
Cordis Corp. et al., (Case No. 6:10-cv-00437 (E.D. [read post]
8 Jan 2011, 7:10 am
Chris Jenks (Judge Advocate General's Corps, U.S. [read post]
7 Jan 2011, 11:19 am
In a subsequent e-mail to the company, Chevedden said RTS was his "introducing securities intermediary and hence the owner of record for purposes of Rule 14a-8(b). [read post]
7 Jan 2011, 4:58 am
As I noted, there was a lot of speculation over whether Facebook should be registering its stock under the '34 Act despite getting Section 12(h) exemptive relief from Corp Fin back in 2008. [read post]
7 Jan 2011, 2:00 am
The Corporate Securities Law of 1968 does not provide for a general “cooling off” period in which a purchaser of securities may cancel the transaction for any reason. [read post]
7 Jan 2011, 1:57 am
In addition, its secured lender has asked the bankruptcy court to dismiss the bankruptcy case, asserting that it was filed in bad faith. [read post]
6 Jan 2011, 6:27 pm
Cutting up to 47,000 troops from the Army and Marine Corps forces — roughly 6 percent — would be made easier by the withdrawal under way from Iraq, and the reductions would not begin until 2015, just as Afghan forces are to take over the security mission there. [read post]
6 Jan 2011, 5:27 am
The Facebook and Goldman Saga: All About Section 12(g) and Section 12(h) Applications For securities law geeks, the outpouring of interest in the nuances of when companies are required to register their securities under Section 12(g) of the '34 Act - and whether Facebook has violated the terms of the exemptive relief granted from Corp Fin back in 2008 - surely is big fun. [read post]
6 Jan 2011, 5:25 am
For example, in Visto Corp. v. [read post]
