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6 Feb 2018, 12:38 pm
FINRA alleged that Dragon’s recommendations were excessive and unsuitable. [read post]
15 Apr 2020, 12:44 pm
He has two customer complaints reportedly filed against him, according to FINRA. [read post]
6 Jan 2016, 8:19 am
The firm represents investors in FINRA arbitration claims throughout the country. [read post]
11 Mar 2019, 12:20 pm
FINRA provides an arbitration forum for investors to resolve disputes. [read post]
9 Jan 2018, 10:51 am
According to his FINRA online record, Mr. [read post]
8 Mar 2016, 10:42 am
The firm represents investors throughout the country in FINRA arbitration claims against their brokerage firm. [read post]
26 Jun 2018, 6:42 am
He was terminated from his position at Advanced Equities following allegations he violated FINRA rules in 2006, and he was also accused of making margin calls and executing unauthorized transactions. [read post]
13 Jul 2018, 11:20 am
He has seven customer disputes against him, four of which are currently pending, according to FINRA records available to the public. [read post]
23 Oct 2018, 10:38 am
Moyett’s claim is just one of many recent FINRA claims involving UBS closed-end Puerto Rican muni bonds. [read post]
5 Mar 2018, 1:28 pm
This is all according to his online, public BrokerCheck report with FINRA. [read post]
9 Jun 2019, 11:56 am
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, please visit https://www.whitesecuritieslaw.com. [read post]
11 Nov 2020, 7:24 am
This information is publicly available on FINRA’s website and provided to you by The White Law Group. [read post]
12 Dec 2015, 9:34 am
According to FINRA records, since 2006, Mr. [read post]
7 Mar 2018, 9:34 am
This is according to her online, public BrokerCheck report with FINRA. [read post]
26 Jun 2018, 6:41 am
This is according to his public, online FINRA BrokerCheck report. [read post]
5 Mar 2012, 11:51 am
If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. [read post]
12 Mar 2020, 1:14 pm
If so, the securities attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration. [read post]
12 Mar 2020, 1:05 pm
If so, the securities attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration. [read post]
10 Jul 2020, 11:48 am
Fortunately, FINRA provides an arbitration forum for investors to resolve such disputes. [read post]
17 Apr 2015, 11:44 am
If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. [read post]
