Search for: "In Re Julie"
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6 Aug 2023, 9:01 pm
On July 12, 2023, the Securities and Exchange Commission (the “SEC”) voted 3 to 2 (Commissioners Peirce and Uyeda dissenting) to adopt certain amendments to rules and forms under the Investment Company Act of 1940 (the “Investment Company Act”) intended to improve the resilience and transparency of money market funds (“MMFs”). [read post]
21 Sep 2018, 5:57 am
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, or Fined by FINRACetera Financial Specialist LLC (CRD #10358, Schaumburg, Illinois) Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it failed to establish, maintain and enforce a supervisory system, including WSPs, reasonably… [read post]
20 Aug 2018, 1:40 pm
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, or Fined by FINRANewport Coast Securities, Inc. and Douglas Anthony Leone The firm appealed a National Adjudicatory Council (NAC) decision to the Securities and Exchange Commission (SEC). [read post]
29 Jan 2013, 1:19 pm
The company re-branded its line to American Originals, and redesigned product labels. [read post]
24 Aug 2014, 4:00 am
En 2010, le «Plan de gestion du caribou de la région du Nord du Québec (2004-2010)» a pris fin avec, en trame de fond, le constat d’un important déclin des deux troupeaux de caribous du territoire, soit le troupeau de la rivière George et celui de la rivière aux Feuilles. [read post]
24 Dec 2009, 11:32 am
In re Medtronic, Inc. [read post]
14 Jul 2007, 5:33 pm
DeBenedictis's July 16, 2007 article notes that blogs have written about "the trials involving Lewis "Scooter" Libby in Washington, D.C., former Ku Klux Klansman James Seale in Mississippi and lead-paint makers in Rhode Island. [read post]
13 Apr 2023, 3:15 am
Other Disclosure Obligations for China-based Issuers In July 2021, Chair Gensler issued a Statement on Investor Protection Related to Recent Developments in China. [read post]
25 Jul 2011, 5:58 am
On July 5, we posted a piece on this very subject - with citations - illustrating that in the real world in which most of us live, this is an absurd thing to say - even according to NFIB's own members! [read post]
14 May 2014, 10:35 am
Maryland Accident Law Blog, July 16, 2011 [read post]
25 Jul 2011, 5:58 am
On July 5, we posted a piece on this very subject - with citations - illustrating that in the real world in which most of us live, this is an absurd thing to say - even according to NFIB's own members! [read post]
29 Jan 2007, 5:11 am
The Coal Act specifies that the premiums payable by the coal operators to the Combined Fund be determined on a per-beneficiary basis by a formula that (1) begins with the sum of payments made to all beneficiaries from the 1950 Benefit Plan and the 1974 Benefit Plan for the plan year July 1, 1991, through June 30, 1992 (the base year); (2) subtracts from that sum the "reimbursements" received from Medicare and other publicly financed programs for the base year but does not subtract… [read post]
6 Jul 2010, 6:00 am
The vehicles were sold between July 2005 and August 2008. [read post]
9 Jun 2016, 5:05 am
A recent Federal Register publication set the due dates at June 23 for comments and July 5 for replies. [read post]
29 Sep 2011, 12:18 am
Briones was found guilty in July of two counts of aggravated sexual assault of a child under age 14. [read post]
29 Jun 2020, 3:54 pm
Just as you’re probably tired of reading COVID-19 articles, we’ve grown tired of writing them. [read post]
22 Mar 2023, 1:05 pm
Barbara Jordan Barbara Jordan speaking at the Democratic National Convention in July 1976. [read post]
22 Aug 2018, 6:18 am
(Editor’s Note: If you’re looking for information on LPTV and TV Translators review Part One here.) [read post]
14 Jan 2015, 2:32 pm
Maybe you’re looking for more direction? [read post]
14 Jan 2015, 2:32 pm
Maybe you’re looking for more direction? [read post]
