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4 Mar 2010, 5:41 am
New and better international standards are needed on capital, liquidity, transparency, accounting, pay and more. [read post]
24 Jul 2019, 5:03 am
PS14/19 is relevant to UK banks, building societies and PRA designated UK investment firms that are subject to the CRR. [read post]
3 Jan 2007, 11:08 pm
My view: Arrogance with a capital A will be Rudy's undoing. [read post]
17 Jan 2012, 2:00 am
They also note that the Fed has proposed sweeping new standards for the biggest banks that require them over the next several years to raise their capital levels. [read post]
21 Oct 2008, 12:31 pm
Indeed, Realty Trac lists 18,885 bank-owned homes in the county and another 12,041 in pre-foreclosure. [read post]
15 May 2007, 4:40 pm
But if there are distributional concerns, I'd rather see them dealt with through the tax system than through corporate or banking law. [read post]
25 Jul 2015, 7:21 pm
It will ensure swift implementation of the EU’s action plan on investment, and will support the creation of a capital markets union. [read post]
8 Feb 2007, 7:35 pm
Find access to the lowest cost of capital you can. [read post]
17 Apr 2007, 6:11 am
. 'When I look at a lineup of a panel in this kind of case, you can almost go to the bank on what the result is going to be.' Death-penalty opponents say it an example of the arbitrary application of capital punishment. [read post]
2 Apr 2024, 3:17 pm
The fugitives were arrested near the Russian city of Bryansk, the capital of the Bryansk oblast, near the Ukrainian border. [read post]
10 Dec 2019, 10:43 am
Senate Committee on Banking, Housing, and Urban Affairs, available here. [read post]
27 Apr 2010, 11:18 am
According to Crawford, the amendment would foster greater accountability and integrity in the nation's capital markets by restoring to investors the ability to seek damages from all entities that knowingly and substantially participate in securities fraud.Among its other recommendations, NASAA continued to urge the Senate to support the Akaka-Menendez "Honest Broker" amendment to Section 913 of the bill. [read post]
5 Aug 2011, 6:25 am
National Australia Bank, the U.S. [read post]
13 Jun 2016, 6:46 am
An SEC investigation found that Blackstreet Capital Management, LLC (“Blackstreet”) and its principal performed in-house brokerage services rather than using investment banks or broker-dealers to handle the acquisition and disposition of portfolio companies for a pair of advised private equity funds. [read post]
24 Aug 2009, 8:15 am
Meanwhile, federal banking agencies, the Commodity Futures Trading Commission and Securities and Exchange Commission will supervise and regulate OTC derivative dealers and major market participants. [read post]
19 Jan 2021, 8:16 am
A brokerage firm or broker-dealer is in the business of buying and selling securities- stocks, bonds, mutual funds and certain other investment products on behalf of its customer for its own bank. [read post]
12 Sep 2012, 1:51 am
Despite the claims of Silicon Roundabout etc. it seems that Euro-fatigue has taken its toll and any political capital is likely to be spent on 'more pressing issues' such as banking or raiding the Ecuadorian embassy. [read post]
1 Sep 2007, 9:02 pm
But more importantly, I embrace the philosophy behind Home Office Lawyering which capitalizes on economy and efficiency which then allows the solo practitioner to fill to overflowing all kinds of psychological bank accounts. [read post]
22 Dec 2008, 5:18 pm
The SEC is also waiting to finalize the settlements-in-principle it reached with Merrill Lynch, Bank of America, Wachovia, and RBC Capital Markets. [read post]
27 Jul 2008, 4:00 am
Discover Bank (07-773). [read post]
