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16 Jul 2012, 1:57 pm
If so, the securities attorneys of The White Law Group may be able to help you recover your losses through FINRA arbitration. [read post]
25 Jun 2014, 11:54 am
If so, The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. [read post]
9 Nov 2021, 6:26 am
After a period of astounding growth in the special purpose acquisition company (SPAC) market, FINRA recently joined the SEC in announcing further scrutiny of broker-dealers and their affiliates involved in SPAC offerings, releasing a targeted exam letter earlier this month. [1] In this post we provide an overview of SPACs, the evolution of regulatory review of this activity to date, and some key takeaways from FINRA’s guidance. [read post]
25 Jun 2014, 12:04 pm
If so, The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. [read post]
6 Jul 2016, 12:32 pm
to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. [read post]
4 Nov 2015, 11:54 am
Firms that fail to perform adequate due diligence, or that make unsuitable recommendations, can be held responsible for losses in a FINRA arbitration claim. [read post]
23 Sep 2013, 4:23 am
On September 18, the SEC approved a FINRA proposal that essentially does away with the ability to have an industry arbitrator serve on your panel. [read post]
25 Jun 2014, 11:51 am
If so, The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. [read post]
4 Nov 2015, 12:13 pm
Firms that fail to perform adequate due diligence, or that make unsuitable recommendations, can be held responsible for losses in a FINRA arbitration claim. [read post]
16 Jul 2012, 1:57 pm
If so, the securities attorneys of The White Law Group may be able to help you recover your losses through FINRA arbitration. [read post]
3 May 2013, 1:04 pm
The White Law Group may be able to help you recovery your losses through a FINRA arbitration claim against the brokerage firm that sold you the investment. [read post]
1 Jul 2015, 3:04 pm
Firms that fail to perform adequate due diligence, or that make unsuitable recommendations, can be held responsible for losses in a FINRA arbitration claim. [read post]
5 Jul 2016, 3:36 am
If you thought the SEC and FINRA were serious about elder issues, welcome to the Alabama, Indiana and Vermont. [read post]
4 Nov 2015, 8:45 am
Firms that fail to perform adequate due diligence, or that make unsuitable recommendations, can be held responsible for losses in a FINRA arbitration claim. [read post]
1 Jul 2015, 3:16 pm
Firms that fail to perform adequate due diligence, or that make unsuitable recommendations, can be held responsible for losses in a FINRA arbitration claim. [read post]
18 Feb 2016, 7:15 am
Firms that fail to perform adequate due diligence, or that make unsuitable recommendations, can be held responsible for losses in a FINRA arbitration claim. [read post]
25 Jun 2014, 12:08 pm
If so, The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. [read post]
3 May 2013, 1:19 pm
The White Law Group may be able to help you recovery your losses through a FINRA arbitration claim against the brokerage firm that sold you the investment. [read post]
30 Oct 2015, 3:37 pm
If so, the securities attorneys of The White Law Group may be able to help you recover your losses with a FINRA arbitration claim against the brokerage firm that recommended the bonds to you. [read post]
1 Jul 2015, 2:54 pm
Firms that fail to perform adequate due diligence, or that make unsuitable recommendations, can be held responsible for losses in a FINRA arbitration claim. [read post]
