Search for: "B&B SECURITY CONSULTANTS, INC." Results 861 - 880 of 1,110
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16 May 2012, 7:37 am by Rob Robinson
Technology Assisted Review Backgrounder - bit.ly/IiTGtb (@OrangeLT) ABA Commission Proposes Ethics Rule Requiring Adequate Data Security – bit.ly/LEqLBX (Scott Loughlin) Are Predictive Coding Disclosures Required? [read post]
2 May 2012, 6:27 am by Keith Griffin
According to findings in a new report by the Compliance Department consulting group, 93 broker/dealers closed their doors during the first three months of 2012, while 137 B-Ds shut down in the first quarter of 2011. [read post]
23 Apr 2012, 10:00 pm by Nietzer
As reported on Friday, December 10, 2010 in the FCPA Blog and by others, RAE Systems, Inc., (RAE) a California-based gas detection company settled Foreign Corrupt Practices Act (FCPA) charges on this date with the Department of Justice (DOJ) and Securities and Exchange Commission (SEC) for $2.9 million. [read post]
10 Apr 2012, 5:01 am by J Robert Brown Jr.
  Section 911 of the Law provides that the Committee shall: advise and consult with the Commission on—(i) regulatory priorities of the Commission; (ii) issues relating to the regulation of securities products, trading strategies, and fee structures, and the effectiveness of disclosure; (iii) initiatives to protect investor interest; and (iv) initiatives to promote investor confidence and the integrity of the securities marketplace; and (B) submit to… [read post]
3 Mar 2012, 1:59 am
Tyson Foods Inc. - $464,837.24Lobbyists: Charles Penry  (Tyson); James B. [read post]
22 Feb 2012, 7:37 am by Gmlevine
Watson Pharmaceuticals, Inc., D2010-0800 (WIPO August 31, 2010) (A company “can readily protect itself by securing a clear written agreement. [read post]
15 Feb 2012, 7:42 am by Peter Rost
He also provides consulting services on corporate therapeutics and ethics guidelines. [read post]
13 Feb 2012, 9:44 am by William McGrath
Whitman with two counts of conspiracy to commit securities fraud and two counts of securities fraud. [read post]
10 Feb 2012, 1:30 pm by WIMS
The national interest determination involves consideration of many factors, such as energy security; environmental, cultural, and economic impacts; and foreign policy. [read post]
4 Feb 2012, 10:04 am by Law Lady
Fraudulent misrepresentation -- Securities act violations -- Fraudulent inducement to purchase stock in corporation -- Complaint alleging that plaintiffs were misled regarding facts material to transaction known to defendants due to superior knowledge, which defendants concealed, sufficiently pled claims for fraudulent misrepresentation and securities act violations -- Trial court erred in dismissing claimsGEMINI INVESTORS III, L.P., ET AL., Appellants, vs. [read post]
2 Feb 2012, 4:11 am by Rob Robinson
(Graphic) bit.ly/zjkvCm (The National Law Journal) Technology and Tactics 5 Common Outlook Errors and How to Fix Them - bit.ly/ykPVVq (Jeff Orloff) 20% of IT Workers Now Using Apple | Computer Business Review - bit.ly/AyrlfH (Allan Swann) Elephants Never Forget - bit.ly/A16VpL (Robert Ambrogi) Email Service, Technology Providers Creating Security Standard - bit.ly/wFc7x2 (ProofPoint) Finders, Keepers: Improve Business by Tailoring Websites to Visitor Needs - bit.ly/zaXZsj (Tam Hebert)… [read post]
24 Jan 2012, 6:47 am by D. Daxton White
On January 23, 2012, the Securities and Exchange Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Sections 203(e) and 203(f) of the Investment Advisers Act of 1940, Making Findings, Imposing Remedial Sanctions and a Censure Order as to 1st Discount Brokerage, Inc. [read post]
24 Jan 2012, 3:00 am by LindaMBeale
  Again, that sounds more like lobbying than "consulting". [read post]
23 Jan 2012, 1:23 pm by WIMS
DOS said, "In consultations with the State of Nebraska and TransCanada, they agreed with the estimated timeline. [read post]
30 Dec 2011, 5:56 am by Jay McDaniel
Maximized Living, Inc. is a consultant to chiropractors and had developed scripts for the chiropractors’ use. [read post]
21 Dec 2011, 9:40 am by Gregory Dell
Employed by Hubbell Inc., Charles B. had to stop working in May of 2008 as a result of his disability. [read post]