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3 Aug 2020, 6:37 am
Advisor Christopher Shaw (Shaw), currently employed by Pruco Securities LLC (Pruco) and formerly employed by Kalos Capital, Inc. [read post]
20 Jun 2011, 4:47 am
In Janus Capital Group, Inc. [read post]
5 May 2023, 7:48 am
Richard Logalbo Cetera Investment Services LLC MML Investors Services, LLC Harold Ramsey Paulson Investment Company LLC Spartan Capital Securities, LLC Michael Rosalia SW Financial Worden Capital Management LLC Dana Vietor CFD Investments, Inc. [read post]
26 Jun 2019, 11:05 am
Memon has served as a senior advisor to Chairman Clayton on legal, policy and management matters affecting all aspects of the agency’s mission, including rulemaking, enforcement, examinations and internal agency operations. [read post]
24 Aug 2013, 6:50 am
DiNapoli Issued during the week ending August 24, 2013 The State Comptroller audits local governments to assist them in improving their financial management practices. [read post]
21 Jan 2022, 12:59 pm
The 8-K also stated that the company’s board of directors had authorized management to retain the services of a restructuring advisor regarding “evaluating alternatives with respect to its capital structure and liquidity. [read post]
28 Aug 2018, 11:30 am
Craft Capital Management LLC David Rodgers Allstate Financial Services, LLC Rodgers Capital Management Michael Sekusky Jimmy Tran J.P. [read post]
12 Aug 2010, 7:56 am
Just over two years ago, in May, 2008, Knight Capital Group, Inc. [read post]
30 Sep 2007, 10:05 pm
In court papers, Plaintiff Hanover, MD-based Allegis Group, Inc., which provide human capital services, alleges it has used the mark "PEOPLE. [read post]
13 Mar 2012, 1:24 pm
[#Climate] GET THE REST OF TODAY'S NEWS (click here) 32 Years of Environmental Reporting for serious Environmental Professionals Waste Information & Management Services, Inc. [read post]
19 Jul 2011, 12:52 pm
The first story is about the recently folded Green Vehicles Inc. and how it lost its investors' money after not being able to generate enough capital to continue as a going concern. [read post]
11 Feb 2021, 2:42 pm
IP assets Other important considerations/lessons learnedPanel:Michael Gulliford, Founder/Managing Principal, Soryn IP Capital Management, LLCPhil Hartstein, President and CEO, Finjan Holdings, Inc.Jeremy Pitcock, Founder, The Pitcock Law GroupRon Vaisbort, General Counsel & Corporate Secretary, IvaluaModerator: Dave Stevens, Stevens Law Group Panel Bios:Michael Gulliford, Founder/Managing Principal, Soryn IP Capital Management,… [read post]
27 Aug 2013, 9:32 am
In In re Trados Inc. [read post]
9 Sep 2011, 10:07 am
” The following companies were sued: 1st Investment Management, LLC, a Wyoming LLC; City Credit Capital, (UK) Ltd., a United Kingdom company; Enfinium Pty Ltd., an Australian company; GBFX, LLC, a New York LLC; Gold & Bennett, LLC, a New York group; InterForex, Inc., a British Virgin Islands company; Lucid Financial, Inc., a Utah corporation; MF Financial, Ltd., a Belize company with offices in New York City; O.C.M. [read post]
17 Mar 2011, 5:04 pm
Shares of China Integrated Energy Inc. [read post]
26 Feb 2012, 1:17 pm
The managed futures industry will be in New York on April 18th for the NIBA Conference event and on April 19th for the CTA Expo. [read post]
13 Jul 2020, 6:14 am
In 77 Charters, Inc. v. [read post]
10 Dec 2018, 3:43 pm
(design-builder), Johnson Controls, Inc. [read post]
17 Mar 2017, 6:00 am
The Modern Slavery Act 2015: Next Steps for Businesses Posted by Raj Panasar, Cleary Gottlieb Steen & Hamilton LLP, on Friday, March 10, 2017 Tags: Accountability, Cross-border transactions, Disclosure, Due diligence, Financial reporting, International governance, Labor markets, Oversight, Risk management, Transparency, UK Stock Rising Posted by Matthew Goforth, Equilar, Inc., on Friday, March 10, 2017 Tags: Accountability, Equity-based compensation, Executive… [read post]
14 Nov 2011, 7:52 am
The SEC claims that Western Pacific Capital Management LLC and its president, Kevin James O'Rourke, encouraged investors to purchase a security without informing them that Western Pacific received a 10% commission. [read post]
