Search for: "Federal Trade Commission"
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24 Apr 2024, 11:00 am
On April 23, 2024, the United States Federal Trade Commission voted to ban non-compete agreements. [read post]
8 Mar 2018, 3:01 pm
Commodity Futures Trading Commission (CFTC) had jurisdiction to regulate a cryptocurrency business represents the first opinion from a federal court affirming the CFTC’s jurisdiction to regulate virtual currency spot and derivative markets. [read post]
25 Apr 2017, 11:01 am
Recently, a California federal court has entered into a stipulated order reflecting a settlement between the Federal Trade Commission (“FTC”) and a defendant charged with operating a mail fraud scheme. [read post]
19 Nov 2018, 8:47 am
On November 15, the Federal Election Commission (FEC) Office of Inspector General (OIG) released the OIG’s Statement on the FEC’s Management and Performance Challenges for the fiscal year ending September 30, 2018. [read post]
17 Jan 2023, 6:30 am
Summary of Key Provisions On December 14, 2022, the Securities and Exchange Commission (SEC) released the final Rule 10b5-1 requirements for preplanned trading plans for officers, other insiders, directors, and companies to qualify for the “affirmative defense” rule for such plans (i.e., the stock transaction was not entered into based on material nonpublic information). [read post]
17 Jan 2023, 6:30 am
Summary of Key Provisions On December 14, 2022, the Securities and Exchange Commission (SEC) released the final Rule 10b5-1 requirements for preplanned trading plans for officers, other insiders, directors, and companies to qualify for the “affirmative defense” rule for such plans (i.e., the stock transaction was not entered into based on material nonpublic information). [read post]
11 Apr 2014, 5:00 am
Under such circumstances, the use of the information might violate federal and state securities laws prohibiting insider trading. [read post]
30 Jan 2012, 9:52 am
The Commission proposes to direct federal courts to consider whether one of the listed harms was likely to result from the offense but did not result from the offense because of federal governmentintervention. [read post]
2 Aug 2009, 7:46 am
That means, she says, the commission should consider developments at the state level, regulatory activities of the federal government, the impact of international agreements like GATS (the General Agreement on Trade in Services), and changes in how other countries govern their lawyers.The Commission sounds like big news for the legal ethics world, so we'll try to keep you posted on future developments.Update: Ted Schneyer informs me that he is on the 20/20… [read post]
18 Aug 2021, 5:37 am
All too often brokers and RIAs trade in customers’ accounts to generate fees and commissions. [read post]
29 Aug 2009, 11:10 am
This week the Federal Trade Commission (FTC) announced it had preliminarily reached a settlement with Dyna-E International and its owner George Wheeler, which would bar the retailer of rayon towels from making false and misleading claims that dupe consumers into believing its paper towels are biodegradable. under a proposed settlement with the Federal Trade Commission. [...] [read post]
13 Jun 2008, 5:13 am
News release: "The Federal Trade Commission...told the Senate Committee on Commerce, Science, and Transportation that â [read post]
25 Aug 2015, 5:11 am
[JURIST] The US Court of Appeals for the Third Circuit [official website] on Monday upheld [opinion, PDF] a ruling against defendant Wyndham Worldwide Corporation, essentially granting the Federal Trade Commission (FTC) [official websites] the power to regulate corporate cybersecurity. [read post]
14 Sep 2007, 6:19 am
The Commodity Futures Trading Commission (CFTC) may soon be an indirect supporter of efforts by Amaranth Advisors (Amaranth), Energy Transfer Partners (ETP), and trader Brian Hunter to derail the Federal Energy Regulatory Commission's (FERC) use of its expanded civil penalty authority to prosecute alleged attempts to manipulate natural gas futures prices. [read post]
21 Sep 2022, 11:00 am
Expressing a range of concerns, several key industry groups submitted comments to the Federal Trade Commission (“FTC”) last week regarding its proposed rule that would impose new substantive and disclosure obligations on auto-dealers in the auto finance process. [read post]
5 Jun 2023, 12:26 am
Bureau of Customs and Border Protection, the Federal Trade Commission, and HHS. [read post]
17 Mar 2009, 4:05 pm
News release: "The Federal Trade Commission has charged seven related companies with violating federal law by falsely promising to remove... [read post]
5 Feb 2007, 4:18 pm
"The Federal Trade Commission has launched the ninth annual National Consumer Protection Week, February 4-10, 2007, in cooperation with federal,... [read post]
29 Dec 2024, 7:08 pm
ProPublica: “The Federal Trade Commission is investigating Microsoft in a wide-ranging probe that will examine whether the company’s business practices have run afoul of antitrust laws, according to people familiar with the matter. [read post]
23 Jun 2023, 12:46 pm
On June 21, 2023, the American Financial Services Association (“AFSA”) asked the House Appropriations Committee to include language in the Financial Services and General Government appropriations bill that would prevent the Federal Trade Commission (“FTC”) from finalizing or implementing the Motor Vehicle Dealers Trade Regulation Rule (the “Proposed Rule”). [read post]