Search for: "Hedge Fund Attorney"
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16 May 2011, 5:42 am
Plus who will take charge of an appeal for hedge fund billionaire Raj Rajaratnam on insider-trading charges? [read post]
17 Apr 2009, 1:02 pm
Position: Mortgage Origination Attorney Location: Orange County, California Description: This private company and a hedge fund affiliate specializing in the full suite of services required by the residential loan and real estate market is seeking a Mortgage Origination attorney. [read post]
16 Apr 2007, 10:16 am
Law Blog colleague Paul Davies, our federal courts reporter and a huge James Garner fan, filed this report with the Law Blog: A federal judge in Manhattan sentenced Montana private investigator Michael Lair to 27 months in prison today for shaking down a list of high-profile attorneys that included noted white-collar defense lawyer Robert Morvillo and lawyers representing hedge fund giant SAC Capital and American Express. [read post]
11 Dec 2007, 11:45 am
Also next year, FINRA will take a closer look at possible areas of conflict with hedge funds, money laundering, data security, fixed income reporting practices, supervisory controls, general suitability reviews, outsourcing practices, and subprime mortgage securitization-related matters. [read post]
10 May 2007, 8:32 am
Attorney in Manhattan arrested a former Morgan Stanley financial analyst and her husband, a former hedge fund analyst at ING Group. [read post]
27 Sep 2023, 11:54 am
This effort will focus on partnerships associated with hedge funds, real estate investors, publicly traded partnerships, large law firms, and other industries with an average of $10 billion in assets. [read post]
30 Sep 2012, 8:17 pm
, Stockbroker Fraud Blog, September 27, 2012 Institutional Investment Fraud Roundup: Ex-Hedge Fund Managers’ Guilty Plea Over Bilking Investors of Almost $1M Get 3-Year Prison Term, SEC Sues Investment Adviser Over Alleged $37M Ponzi, and SEC Files Lawsuit Over Purported “Fund of Funds” Scam, Institutional Investor Securities Blog, September 26, 2012 [read post]
24 Apr 2019, 2:28 pm
Attorney who doesn’t recuse himself from a criminal investigation of a hedge fund that employs his wife, as well as a coordinated FBI mass arrest of politicians at a funeral service. [read post]
17 Dec 2008, 6:28 pm
Ezra Merkin, his hedge fund Ascot Partners, and the fund's auditor, Chicago-based BDO Seidman. [read post]
22 Jul 2014, 5:57 am
But when the hedge fund collapsed during the market panic, so did the value of the policies, leading the banks to take substantial write-downs. [read post]
2 Mar 2011, 9:10 am
At about the same time, hedge funds started doing business a lot differently. [read post]
16 Apr 2011, 8:51 am
Although this Bilski decision was related to business methods (evaluating risk in hedge funds), it has been applied to other methods such as medical diagnostic methods, computer implemented methods, etc. [read post]
12 Jul 2007, 6:31 pm
With the exception of hedge funds, most large investors do not use margin. [read post]
27 Mar 2018, 11:05 am
He started Point72 to manage his own wealth, and with his suspension ending earlier this year, he has reportedly been planning a return to the hedge fund business, but whether investors can trust him with their money is another matter. [read post]
20 Dec 2010, 3:01 pm
Think of it this way -- if the Goldman suit alleged that a big investment bank arranged complex transactions to help a hedge fund bet against asset-backed securities, this type of suit might focus on some of the reasons that firms invested on the other side of shadow banking transactions -- lowering leverage and engaging in capital arbitrage. [read post]
23 Sep 2013, 12:21 pm
Alternative investments include popular products such as Real Estate Investment Trusts (“REIT”), private placements, hedge funds, derivative products, and other leveraged or exotic funds. [read post]
20 Dec 2016, 3:17 am
The Volcker rule, which bans banks from making hedge-fund-like wagers, was adopted by five financial regulatory agencies. [read post]
2 Sep 2016, 8:00 am
Good gamblers know to always hedge their bet. [read post]
21 Feb 2023, 8:24 am
Scott clarified that the False Claims Act had to do with people overcharging the government, and the SEC whistleblower program is intended stop people who are “ripping off mom and pop America…We’re seeing a lot of cases involving cryptocurrencies, hedge funds, and a trend involving illiquid investments, where people are being defrauded by good old fashioned Ponzi schemes, boiler rooms, and other investment frauds. [read post]
9 Aug 2011, 6:02 pm
Like large corporations, hedge funds have a significant separation of ownership and control. [read post]
