Search for: "In Re Securities and Exchange Commission" Results 861 - 880 of 2,832
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23 Jun 2020, 12:23 pm by Kaufman Dolowich Voluck
A Supreme Court decision this week upheld one of the Securities and Exchange Commission’s most powerful tools for clawing back money from fraudsters but set limits that provide some protections to financial advisers caught in the agency’s cross hairs. [read post]
7 Jun 2020, 4:34 pm by INFORRM
Secure and Lightweight Encryption Model for IoT Surveillance Camera, Int [read post]
5 Jun 2020, 3:00 am by Jim Sedor
Judge Asks Court Not to ‘Short Circuit’ His Review of Flynn Case New York Times – Charlie Savage | Published: 6/1/2020 The Justice Department’s conduct in abruptly deciding to end the case against President Trump’s former national security adviser Michael Flynn was so unusual it raised a “plausible question” about the legitimacy of the move, a lawyer for the trial judge overseeing that case told a federal appeals court. [read post]
4 Jun 2020, 8:50 pm by Sabrina I. Pacifici
Publicly-traded companies are required to submit this paperwork to the US Securities and Exchange Commission whenever something exceedingly positive—or negative—happens within the company. [read post]
29 May 2020, 3:00 am by Jim Sedor
Richard Burr, whose own stock sales have drawn scrutiny from the Justice Department and Securities and Exchange Commission. [read post]
18 May 2020, 1:54 pm by William Ford
In a virtual roundtable on May 13, however, the Senate Homeland Security and Governmental Affairs Committee heard testimony on the task force’s findings from the commission’s co-chairs, Sen. [read post]
18 May 2020, 1:54 pm by William Ford
In a virtual roundtable on May 13, however, the Senate Homeland Security and Governmental Affairs Committee heard testimony on the task force’s findings from the commission’s co-chairs, Sen. [read post]
15 May 2020, 2:00 am by Doug Cornelius
Securities and Exchange Commission have surged in recent weeksReuters The agency has received over 4,000 such tips since mid-March, representing a 35% increase over the same period a year ago, Steven Peikin, co-director of the SEC’s Enforcement Division, told attendees of a virtual conference.https://uk.reuters.com/article/usa-sec-enforcement/tips-to-us-securities-and-exchange-commission-have-surged-in-recent-weeks-official-idUKL1N2CU2MJ… [read post]
5 May 2020, 3:00 am by John Jenkins
Conflict Minerals: Form SD Due June 1 – No Covid-19 Relief This Skadden memo provides a reminder that the SEC’s exemptive order providing extended filing deadlines relief doesn’t apply to your Form SD filing: As a reminder, conflict minerals disclosures on Forms SD are required to be filed with the Securities and Exchange Commission (SEC) no later than June 1, 2020. [read post]
1 May 2020, 6:02 am
Securities and Exchange Commission, on Wednesday, April 29, 2020 Tags: Accounting, Accounting standards, Audits, China, Disclosure, Emerging markets, Financial reporting, International governance, Investor protection, Risk, Securities enforcement, Securities regulation Stakeholder Principles in the COVID Era Posted by Klaus Schwab, Brian Moynihan, Feike Sijbesma and Jim Snabe, World… [read post]
1 May 2020, 2:11 am by Shannon O'Hare
SECURITY AND TRUSTS / AGENCY / PARALLEL DEBT Since the introduction of a legal regime creating a security agent in 2017, a security agent can be appointed for the purpose of taking, registering, managing and enforcing security it holds in its name for the benefit of the creditors. [read post]
The strategic potential of long-established bodies, such as the European Centre for Disease Prevention and Control (ECDC) and the Health Security Committee (HSC), in obtaining and processing data on a vast scale from a wide range of sources, and exchanging information on the spread of the virus through dedicated channels has become clearer. [read post]
27 Apr 2020, 9:11 am by Green, Schafle & Gibbs
The Securities and Exchange Commission (SEC) filed a complaint with the U.S. [read post]
24 Apr 2020, 6:14 am by Dan Cooper and Luca Tosoni
State-of-the-art cryptographic techniques must be implemented to secure the data stored in servers and applications, exchanges between applications and the remote server. [read post]
20 Apr 2020, 12:29 pm by Elliot Setzer
If we’re lucky enough to hire you, you’ll be a part of the Center’s four-person leadership team, where you’ll help shape the Center’s overall programming and strategy. [read post]
17 Apr 2020, 12:30 pm by John Ross
 Ninth Circuit (2013): We're not sure the state is actually preventing you from operating. [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
In order to build a decentralized network in which a token provides access to a function of the network or serves as a means of exchange, a crypto project needs to get its tokens into the hands of users. [read post]
13 Apr 2020, 1:34 pm by Elliot Setzer
If we’re lucky enough to hire you, you’ll be a part of the Center’s four-person leadership team, where you’ll help shape the Center’s overall programming and strategy. [read post]