Search for: "Matter of Lynch"
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28 Feb 2023, 7:11 am
Morgan Securities LLC Austin Lazarus Merrill Lynch, Pierce, Fenner & Smith Incorporated J.P. [read post]
14 Apr 2023, 9:24 am
FINRA Rule 8210 allows FINRA’s enforcement attorneys the authority to investigate matters under its regulatory purview. [read post]
23 Oct 2024, 8:36 am
Sebastian Bongiovanni Spartan Capital Securities, LLC Newbridge Securities Corporation Nicholas Camp Merrill Lynch, Pierce, Fenner & Smith Incorporated Jessica Cottee Valic Financial Advisors, Inc. [read post]
26 Mar 2012, 7:12 am
In the El Paso matter, Mr. [read post]
1 Aug 2016, 8:46 am
I as a user have no idea where Microsoft, or any other service provider for that matter, stores my data; I assume that Microsoft stores my data wherever it wants in the world, as it sees fit, in places where it locates its servers (particularly when, as concurring Judge Lynch noted, Microsoft does not promise me that my data will be located in any particular country). [read post]
14 Jul 2016, 9:01 pm
Comey) is that it has tended to obscure who—as a legal, constitutional matter—has decision-making authority over federal prosecution. [read post]
8 Jul 2010, 7:46 pm
Supreme Court did not interpret the Constitution as providing relief for such matters, or even promoting equality, as seen in Plessy v. [read post]
19 Sep 2016, 7:35 am
In addition to disclosing client disputes brokers must divulge IRS tax liens, judgments, and criminal matters. [read post]
22 Dec 2015, 4:14 am
Michael Lynch says only a lawyer would love it. [read post]
20 Feb 2007, 3:38 pm
She has experience at the trial level in both civil and criminal matters. [read post]
24 Sep 2009, 8:37 am
In settling the matter, both the SEC and Bank of America had hoped to put the issue to bed. [read post]
20 Dec 2008, 1:56 am
Governor John Lynch issued a statement affirming his belief in the death penalty. [read post]
14 Oct 2011, 1:40 pm
Lynch does not use the "magic words" of reasonable medical certainty in her practice. [read post]
3 Jan 2016, 4:32 am
In addition to disclosing client disputes brokers must divulge IRS tax liens, judgments, and criminal matters. [read post]
23 Jan 2009, 10:21 am
With the recent settlements in the areas of ARS and CDO's, including the recent $550 million settlement by Merrill Lynch, individual and institutional investors who believe they may have been mislead into purchasing these types of securities should be encouraged to consult attorneys with expertise in the matter to discuss their case and options. [read post]
24 Nov 2015, 5:20 am
This one could be a matter of your point of view. [read post]
26 Nov 2011, 1:51 pm
Its record on such matters is a very poor one. [read post]
12 Nov 2008, 1:49 pm
That, is a matter of opinion. [read post]
5 Dec 2018, 6:26 am
The case, Lynch v. [read post]
12 Feb 2010, 6:07 am
The Court of Appeals (Cabranes, Pooler and Lynch) says that "unlike the cases in which we and other Circuits have permitted appeals, the district court here did not make findings of violations of specific professional standards, refer the matter to disciplinary authorities, issue a reprimand, or declare that Keach was guilty of misconduct. [read post]
