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26 Jan 2018, 6:31 am by lgraham@bc-cm.com
Pacific Northwest National Laboratory, “EERE Success Story --Archer Daniels Midland Partners with PNNL to Become a Leading Producer of Biobased Propylene Glycol” Reuters, “Chemical Industry in Bid to Harness Germany's Green Power Overload” Nasdaq, “U.S. [read post]
22 Feb 2024, 10:00 pm
Effective May 28, 2024, following recent changes to US Securities and Exchange Commission and NASDAQ Stock Market rules, most standard broker-dealer securities transactions will have to be settled within one business day after the Deposit Withdrawal at Custodian date (DWAC or trade date). [read post]
15 Feb 2007, 12:38 am
Gives Law Firms Complete Solution for Email Management to Meet Compliance Requirements SUMMIT 2007, HUNTINGTON BEACH, CA, Feb. 14 /PRNewswire-FirstCall/ - Open Text(TM) Corporation (NASDAQ: OTEX, TSX: OTC), the largest independent provider of enterprise content management (ECM) software and solutions, today announced the integration of Open Text LegalKEY(R) Records Management(TM) with Symantec Enterprise Vault, giving law firms a complete email management solution for capturing and… [read post]
22 Feb 2024, 10:00 pm
Effective May 28, 2024, following recent changes to US Securities and Exchange Commission and NASDAQ Stock Market rules, most standard broker-dealer securities transactions will have to be settled within one business day after the Deposit Withdrawal at Custodian date (DWAC or trade date). [read post]
6 Jun 2012, 11:04 am by Legal Talk Network
Accusations of selective financial disclosure, investor deception and NASDAQ negligence are flying. [read post]
7 Apr 2015, 7:00 am by Louis Carbonneau
It is estimated that in excess of 85% of the valuation of the NASDAQ Index companies (and of the new global wealth being created) lies in intangible assets. [read post]
20 Jan 2021, 12:22 pm by Astarita
Share Tweet ShareThe S&P and Nasdaq hit new records on the back of strong earnings from the likes of Netflix and Morgan Stanley, and further optimism from Joe Biden’s inauguration. [read post]
22 Feb 2024, 10:00 pm
Effective May 28, 2024, following recent changes to US Securities and Exchange Commission and NASDAQ Stock Market rules, most standard broker-dealer securities transactions will have to be settled within one business day after the Deposit Withdrawal at Custodian date (DWAC or trade date). [read post]
22 Feb 2024, 10:00 pm
Effective May 28, 2024, following recent changes to US Securities and Exchange Commission and NASDAQ Stock Market rules, most standard broker-dealer securities transactions will have to be settled within one business day after the Deposit Withdrawal at Custodian date (DWAC or trade date). [read post]
18 May 2012, 9:54 am by Susan
Mark Zuckerberg rang the NASDAQ's opening bell this morning, marking Facebook's debut as a public company. [read post]
11 Dec 2020, 7:08 am
In the Matter of Robinhood Financial, LLC, Respondent (Administrative Complaint, Commonwealth of Massachusetts)A History of SOES, Daytrading, NASD, NASDAQ, DOJ, SEC, Congress, and Robinhood -- and a Massachusetts Complaint and Another FINRA Fine (BrokeAndBroker.com Blog)Luckin Coffee Agrees to Pay $180 Million Penalty to Settle Accounting Fraud Charges (SEC Release)FINRA Small Firm Advisory Committee: Carrie WisniewskiFINRA Small Firm Member on National Adjudicatory Council: Robert… [read post]
16 Jun 2023, 3:11 am by Stoltmann Law
(Nasdaq: DOMH) announced that Kyle Wool, CEO of Dominari Securities LLC, its wholly-owned broker-dealer and registered investment advisor subsidiary, is scheduled to appear as a guest this morning on "Mornings With Maria. [read post]
14 Mar 2011, 11:00 am by Sam E. Antar
On Thursday, March 10, 2011, Green Mountain Coffee Roasters (NASDAQ: GMCR) announced a “strategic relationship” with Starbucks (NASDAQ: SBUX). [read post]
13 Jun 2022, 6:31 am
Introduction In October 2020, Ant Group, an affiliate of the Nasdaq-listed Chinese firm Alibaba, was preparing for its initial public offering (IPO). [read post]
13 Jun 2022, 6:31 am
Introduction In October 2020, Ant Group, an affiliate of the Nasdaq-listed Chinese firm Alibaba, was preparing for its initial public offering (IPO). [read post]
4 Nov 2023, 6:30 am
KeyPoints: By December 1, 2023, all companies listed on the NYSE or Nasdaq must adopt clawback policies that comply with listing standards mandated by the SEC (the SEC Clawback Rules). [read post]
9 Oct 2009, 1:36 pm by Heather Young
(Nasdaq: SPWRA, SPWRB) designs, manufactures and delivers the planet's most powerful solar technology broadly available today. [read post]