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14 Aug 2019, 2:00 pm by Rachel Brown, Preston Lim
Still, the administration’s delay has sent U.S. stocks surging and for the moment prevented trade tensions from spiraling further out of control. [read post]
13 Aug 2019, 1:52 pm by Jon Brodkin
Enlarge / A monitor seen on the floor of the New York Stock Exchange on Tuesday, Sept. 4, 2018. [read post]
7 Aug 2019, 10:56 am by Jon Brodkin
Enlarge / A monitor seen on the floor of the New York Stock Exchange on Tuesday, Sept. 4, 2018. [read post]
5 Aug 2019, 11:01 pm by Joe
One of our New York City tax attorneys is here to help. [read post]
5 Aug 2019, 9:13 am by Joe
One of our top New York City tax attorneys will help you right away. [read post]
2 Aug 2019, 7:00 am by Race to the Bottom
Uber will be listed on the New York Stock Exchange (“NYSE”), while Lyft will trade on the Nasdaq (Newcomer, Fortune). [read post]
2 Aug 2019, 1:30 am by Doug Cornelius
  Mandatory disclosure obligations vary widely across legal regimes and may be imposed by Congress, government regulators, self-regulatory bodies, or even stock exchanges. [read post]
31 Jul 2019, 12:30 pm by Kate Cox
Enlarge / A monitor displays Equifax Inc. signage on the floor of the New York Stock Exchange (NYSE) in New York on Friday, September 15, 2017. [read post]
31 Jul 2019, 7:02 am by Kristian Soltes
New York Securities Regulator, NYDFS, Creates New Division to Oversee and Develop Fintech and CryptocurrenciesCrowdfund Insider – July 24, 2019 One year ago, former NYDFS (New York Department of Financial Services) Superintendent Maria T Vullo, issued a statement in which she said her organization, which regulate New York financial markets, “fiercely opposes the Department of Treasury’s endorsement of regulatory… [read post]
29 Jul 2019, 9:04 am by Astarita
Cohen supervised market structure, insider trading, and manipulation cases, such as cases involving national stock exchanges, darkpools, retail order handling, and order routing. [read post]
29 Jul 2019, 8:29 am by Rob Robinson
Pivotal’s securities are quoted on the New York Stock Exchange under the ticker symbols PVT, PVT WS and PVT.U. [read post]
28 Jul 2019, 6:20 pm by Chris Manes
Trading or converting cryptocurrency through a California exchange doesn’t make a nonresident owner subject to California income taxes any more than selling stock on the New York Stock Exchange triggers New York income taxes. [read post]
27 Jul 2019, 7:50 am by Mark Weidemaier
The announcement was noteworthy not only because it would have been India’s first ever such issuance, but because of the plan to bypass the New York market (a frequent favorite of new issuers) and tap a combination of the yen and euro markets. [read post]
18 Jul 2019, 2:17 pm by Astarita
District Court for the Eastern District of New York, charges Black and O'Rourke with violating the antifraud and registration provisions of the federal securities laws. [read post]
15 Jul 2019, 5:58 am
On the other hand, Nasdaq and the New York Stock Exchange (NYSE) in the United States have been asked by the Council of Institutional Investors to impose time-based sunset clauses to firms going public with dual-class share structures. [read post]
10 Jul 2019, 4:17 am by Hedge Fund Lawyer
  Many of the issued tokens have been or are being provided to related entities to compensate employees, similar to stock option grants. [read post]
28 Jun 2019, 6:56 am by Kevin LaCroix
A copy of the complaint, filed in the Southern District of New York on June 26, 2019, can be found here. [read post]