Search for: "Professional Accounts Management, LLC"
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6 Mar 2014, 8:22 am
” The Senate report recognized that outside professionals, including accountants, lawyers and contractors were complicit in, if not integral to, the shareholder fraud and subsequent cover-up. [read post]
25 Feb 2014, 5:45 am
Ultramercial LLC, et al., No. 13-255. [read post]
13 Feb 2014, 5:02 am
“Especially if children are not yet in the picture,” Adel says, “work with financial and legal professionals to ensure you’re setting up an account that takes advantage of tax incentives. [read post]
6 Feb 2014, 1:27 pm
Madoff Investment Securities LLC. [read post]
6 Feb 2014, 7:35 am
In January, 2009, Wife was wooed by Wachovia Securities, LLC to serve as a client financial advisor and a managing director of investments. [read post]
31 Jan 2014, 5:20 am
Panel V: Chief Compliance Officer Obligations Speakers: Mark Dowdell, Assistant Director, National Exam Program, Philadelphia Regional Office Janet Grossnickle, Assistant Director, Division of Investment Management Marshall Sprung, Co-Chief,Division of Enforcement, Asset Management Unit Chris Marzullo, General Counsel & Chief Compliance Officer, Brandywine Global Investment Management LLC Judy Werner, Executive Director, National Society of Compliance… [read post]
31 Jan 2014, 5:15 am
"Behind the scenes, Penn disregarded his obligations to the fund's investors and treated their assets as his own personal and professional slush fund." [read post]
16 Jan 2014, 1:48 pm
Galemmo worked as an independent money manager he was also registered with FINRA registered broker dealers. [read post]
14 Jan 2014, 9:48 am
Beatport, LLC, No. 10-2912 (D. [read post]
1 Jan 2014, 10:05 am
Finally, once you have established business credit, take an active role in managing it. [read post]
1 Jan 2014, 10:05 am
Finally, once you have established business credit, take an active role in managing it. [read post]
27 Dec 2013, 10:41 pm
Allcare Health Management, 687 F.3d 1300 (Fed. [read post]
26 Dec 2013, 1:27 pm
[Page 1:] The plaintiffs, Great Hill Equity Partners IV, LP, Great Hill Investors LLC, Fremont Holdco, Inc., and Bluesnap, Inc. [read post]
19 Dec 2013, 9:52 am
In some instances, we have seen lenders require certain language be added to the Articles of Organization of an LLC, but usually it is required to be in the operating agreement of the LLC. [read post]
22 Nov 2013, 12:22 am
Peters, Esq. is Managing Director at Princeton Legal Search Group. [read post]
20 Nov 2013, 8:30 am
This includes investors as well as financial professionals, broker-dealers, businesses and the various securities markets. [read post]
15 Nov 2013, 5:24 pm
In this order (summary below), the SEC permits the manager to receive fees based on the facts of situation: An order has been issued on an application filed by Davidson Kempner Capital Management LLC (“DKCM”) under Section 206A of the Investment Advisers Act of 1940 and Rule 206(4)-5(e) thereunder. [read post]
11 Nov 2013, 2:36 pm
According to the report, between 2005 and 2011, Hunsinger systemically transferred the funds from the accounts he managed on behalf of his parents to his own accounts and used the money for personal expenses. [read post]
6 Nov 2013, 9:34 am
Supreme Court of Florida.Res judicata -- District court properly dismissed antitrust counterclaim in instant case where claim raised was identical to claim raised and litigated in another antitrust lawsuit between the same parties, and circuit court affirmed dismissal of that complaint -- Appellees' request for award of fees and costs under rule 38 deniedAKANTHOS CAPITAL MANAGEMENT, LLC, CNH CA MASTER ACCOUNT, L.P., et al., Plaintiffs-Appellees, v. [read post]
1 Nov 2013, 3:25 pm
(Poet, LLC v. [read post]
