Search for: "Prudential Bank " Results 861 - 880 of 1,594
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28 Feb 2008, 11:26 am
These include: APRA's review of ADIs' own internal capital adequacy assessment process (ICAAP); the inclusion in the internal ratings-based approach to credit risk (IRB) prudential standard (APS 113) of the Basel II Framework's proposals that would permit ADIs' own counterparty credit risk estimates; review the 20 per cent risk-weight currently assigned to margin lending exposures; reviewing applications for internal models for interest rate risk in the… [read post]
25 Aug 2008, 12:02 am
Heymann, International Law and the Settlement of Investment Disputes Relating to ChinaChios Carmody, A Theory of WTO LawJoost Pauwelyn, New Trade Politics for the 21st CenturySteven Bernstein & Erin Hannah, Non-State Global Standard Setting and the WTO: Legitimacy and the Need for Regulatory SpaceBart De Meester, Testing European Prudential Conditions for Banking Mergers in the Light of Most Favoured Nation in the GATSRichard Diamond, Privatization and The Definition of… [read post]
18 May 2018, 6:47 am by Catherine Blake
On 17 May 2018, there was published in the Official Journal of the EU two Corrigenda making amendments to certain Commission Delegated Regulations supplementing the Regulation on improving securities settlement and regulating central securities depositories (CSDR): Corrigendum to Commission Delegated Regulation (EU) 2017/391 supplementing the CSDR with regard to regulatory technical standards (RTS) further specifying the content of the reporting on internalised settlements; and Corrigendum to… [read post]
The discovery and design stage looked at the Financial resilience survey, a post-pandemic ad-hoc collection of select data points from FCA firms, used for prudential risk monitoring. [read post]
14 Nov 2017, 6:32 am by Shu-Yi Oei
Such a designation would automatically result in stringent capital constraints and limitations on liquidity risk on these non-bank institutions. [read post]
29 Apr 2020, 1:20 am by Nikolai de Koning (NL)
The Dutch Central Bank (De Nederlandsche Bank, DNB) recently submitted its legislative letter (wetgevingsbrief) for 2020 to the Dutch Minister of Finance (the Minister). [read post]
28 Feb 2018, 7:14 am by John Jascob
According to Quintenz, a major problem with SLR is that it penalizes banks providing clearing services by treating segregated customer margin as an exposure of the bank. [read post]
16 Jun 2017, 8:10 am by John Jascob
These requirements include compliance with the necessary prudential requirements for EU CCPs while taking into account third-country rules and confirmation from the relevant EU central banks that the CCP complies with any additional requirements set by those central banks. [read post]
19 Aug 2011, 1:36 pm by James Hamilton
Commissioner Barnier said that credit ratings are too embedded in legislation and that he intends to reduce as much as possible the references made to those ratings in prudential rules. [read post]
5 Dec 2019, 8:33 am by Anna Carrier (BE)
On 4 December 2019, the European Banking Authority (EBA) published the second part of its advice on the implementation of the final Basel III standard in the European Union, complementing its report published on 05 August 2019. [read post]
23 Apr 2012, 8:20 am by Jeremy T. Rosenblum
He said every indication he’s received so far from their prudential regulators is that they intend to strictly apply any new regs promulgated by the CFPB. [read post]
22 Aug 2017, 9:10 am by Wolfgang Demino
The First Marblehead Data Services, Inc., The Prudential Tower, 800 Boylston Street - 34th Floor, Boston, MA 02199-8157. [read post]
24 Jul 2009, 7:13 am
  This proposal is just one in a series of legislative drafts being sent to Congress as part of the Administration’s large scale financial regulatory reform efforts (previous proposals discussed here).The Office of National Insurance is designed to promote national coordination within the insurance sector, and would have the authority to perform the following functions:  (1) Monitor all aspects of the insurance industry, including identifying issues or gaps in the… [read post]
3 Apr 2018, 4:08 am by Patrick Bracher
By a two-step process the Minister was empowered in a Gazette of 29 March 2018 to make regulations, which were passed on that day, to enable the Reserve Bank to perform the functions of the Prudential Authority and for the FSB to perform the functions of the Conduct Authority in the meantime. [read post]
19 Nov 2011, 3:50 am by Gregory Dell
In both cases it is alleged that Prudential wrongfully denied the claims of both Plaintiffs for long-term disability (LTD) benefits. [read post]
22 Jan 2017, 8:49 am by Jerry G. Sanchez
Critics have argued the “off-ramp” is only useful to the largest banks, because they are the only banks that would benefit from the exemption from enhanced prudential and other standards. [read post]
12 Jan 2018, 2:37 am by Amanda Sanders
   The SM&CR applies to UK banks, building societies, credit unions, PRA designated investment firms and branches of foreign banks operating in the UK. [read post]
In response to the 2008 global financial crisis, the Basel Committee on Banking Supervision agreed a series of reforms to the financial services regulatory framework intended to enhance the resilience of internationally active banks. [read post]
14 May 2017, 4:02 am by Charlotte Henry and Gavin Punia
The links were omitted in error when those parts where published in Policy Statement 26/15: The prudential regime, and implementation of the SIMR for non-Solvency II firms. [read post]