Search for: "Securities and Exchange Commission"
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18 May 2011, 9:03 am
The Securities and Exchange Commission proposed sweeping new rules to overhaul the credit rating business. [read post]
6 Sep 2011, 5:44 pm
The court ruling dealt a stinging blow to the Securities and Exchange Commission and it has exposed the Dodd-Frank Act to multiple other challenges [read post]
4 Jan 2008, 10:46 am
"The Securities and Exchange Commission has received and posted on its Web site the text of the RAND Corporation's final... [read post]
8 Sep 2022, 10:00 pm
The US Securities and Exchange Commission recently released its draft Strategic Plan for fiscal years 2022 to 2026 for public comment. [read post]
11 Nov 2009, 7:11 am
The Securities and Exchange Commission (SEC) has given notice that it intends to take a very active role with respect […] [read post]
2 Jul 2008, 5:55 am
News release: "The Securities and Exchange Commission today published for public comment proposed rule changes to make the limits and... [read post]
7 Apr 2008, 10:19 pm
News release: "The Securities and Exchange Commission...took action to stop a sophisticated Internet scheme that stole the identities of unsuspecting... [read post]
23 Jan 2011, 9:14 pm
News release: "The Securities and Exchange Commission submitted to Congress a staff study recommending a uniform fiduciary standard of conduct... [read post]
7 Jul 2008, 10:37 pm
News release: "Today, Securities and Exchange Commission Chairman Christopher Cox and Board of Governors of the Federal Reserve System Chairman... [read post]
11 Nov 2009, 7:11 am
The Securities and Exchange Commission (SEC) has given notice that it intends to take a very active role with respect […] [read post]
15 Oct 2010, 3:32 pm
News release: "The Securities and Exchange Commission today announced that former Countrywide Financial CEO Angelo Mozilo will pay a record... [read post]
28 Jan 2019, 11:42 am
While many spent the final days of 2018 taking a much-needed break, the Securities and Exchange Commission (SEC) was busy […] [read post]
19 Jan 2011, 9:22 pm
SEC Inspector General Reports of Investigation: In recent years, investigations by the Securities and Exchange Commission (SEC) Office of Inspector... [read post]
3 Nov 2010, 4:00 pm
News release: "The Securities and Exchange Commission today voted unanimously to propose a whistleblower program to reward individuals who provide... [read post]
25 Jul 2019, 8:32 am
The holding company for Madison Bank of Maryland has chosen to deregister its common stock with the Securities and Exchange Commission. [read post]
1 Jul 2009, 10:05 pm
News release: "The Securities and Exchange Commission voted on three measures that are intended to better inform and empower investors... [read post]
7 Jun 2011, 11:17 am
The Securities and Exchange Commission's enforcement chief, Robert Khuzami, voiced concerns about how the lawyers conduct themselves. [read post]
11 May 2012, 9:47 am
The Securities and Exchange Commission recently opened a preliminary investigation into JPMorgan's accounting practices and public disclosures about the trades. [read post]
10 Jun 2011, 3:38 pm
The Securities and Exchange Commission and the Financial Industry Regulatory Authority (FINRA) continue to warn that the so-called [read post]
10 Jan 2011, 10:13 am
Four people and a hedge fund, Trivium Capital, face civil charges brought by the Securities and Exchange Commission. [read post]
