Search for: "Securities and Exchange Commission"
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30 Jul 2012, 9:39 am
Two recent cases filed by the Securities and Exchange Commission show how malleable the term "insider trading" can be. [read post]
8 Sep 2022, 10:00 pm
The US Securities and Exchange Commission recently released its draft Strategic Plan for fiscal years 2022 to 2026 for public comment. [read post]
17 Jun 2010, 6:03 am
Inphi Corporation, the semiconductor provider, has filed with the Securities and Exchange Commission for an initial public offering, the company announced Thursday. [read post]
28 Jan 2019, 11:42 am
While many spent the final days of 2018 taking a much-needed break, the Securities and Exchange Commission (SEC) was busy […] [read post]
10 Nov 2010, 2:25 pm
A partner at WilmerHale has been named chief counsel of the Securities and Exchange Commission's division of enforcement. [read post]
15 Jun 2010, 8:56 am
Former Mayer Brown corporate partner Joseph Collins has settled charges filed against him by the Securities and Exchange Commission. [read post]
3 Jul 2007, 3:37 pm
Press release: "The Securities and Exchange Commission has published for public comment a proposal to eliminate the current requirement that... [read post]
2 Jul 2008, 5:55 am
News release: "The Securities and Exchange Commission today published for public comment proposed rule changes to make the limits and... [read post]
25 Aug 2010, 12:51 pm
The Securities and Exchange Commission voted 3 to 2 to adopt a rule that would give shareholders an easier way to nominate company directors. [read post]
30 Apr 2012, 5:46 pm
The company, an installer of rooftop solar energy systems, has filed a draft registration statement with the Securities and Exchange Commission. [read post]
7 Jun 2011, 11:17 am
The Securities and Exchange Commission's enforcement chief, Robert Khuzami, voiced concerns about how the lawyers conduct themselves. [read post]
29 Jan 2011, 9:10 pm
News release: "The Securities and Exchange Commission announced that it has published a staff study recommending steps to help investors... [read post]
25 Jul 2019, 8:32 am
The holding company for Madison Bank of Maryland has chosen to deregister its common stock with the Securities and Exchange Commission. [read post]
30 Dec 2008, 3:11 pm
News release: "The Securities and Exchange Commission today delivered a report to Congress mandated by the Emergency Economic Stabilization Act... [read post]
17 Aug 2012, 1:13 pm
The Securities and Exchange Commission accuses Eddie Murray, the former Baltimore Orioles player, of illegally trading on a tip on a $2.8 billion merger. [read post]
21 May 2011, 10:12 pm
Fact Sheet: "The Securities and Exchange Commission [May 18, 2011] voted unanimously to propose new rules and amendments intended to... [read post]
15 Jul 2010, 4:41 pm
Goldman Sachs said in a statement that its $550 million settlement with the Securities and Exchange Commission was "the right outcome. [read post]
28 Jan 2019, 11:42 am
While many spent the final days of 2018 taking a much-needed break, the Securities and Exchange Commission (SEC) was busy […] [read post]
14 Nov 2006, 4:10 pm
Press release: "Securities and Exchange Commission Chairman Christopher Cox today announced that investors are now able to search the contents... [read post]
20 Apr 2009, 7:09 am
The Securities and Exchange Commission, Department of Enforcement’s Manual (the Red Book) is available online. [read post]
