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10 Apr 2021, 6:51 am by Iorio Altamirano
Iorio Altamirano LLP is currently investigating former Coastal Equities, Inc. broker Kevin Canterbury who is facing three securities arbitration claims related to recommendations to invest in Direct Participation Program and Limited Partnership interests, believed to be private placement securities issued by GPB Capital. [read post]
1 Apr 2021, 8:44 am by Kristian Soltes
The most recent target is Payoneer Inc., which announced its $3.3-billion SPAC merger last month. [read post]
27 Mar 2021, 6:08 am by Mark S. Humphreys
The Employee Retirement Income Security Act (ERISA) is a confusing area of law for most people who have those type of policies and it is also confusing for attorneys. [read post]
24 Mar 2021, 7:24 am by MaxVal
They would want to safeguard their investment by securing a patent. [read post]
23 Mar 2021, 1:13 pm by zamansky
Charged with Multiple Counts of Securities Fraud On March 18, the SEC announced that it has charged the co-founders of uBiome Inc. with multiple counts of securities fraud. [read post]
22 Mar 2021, 8:01 am by William Ford, Victoria Gallegos
Mike Nagata, senior vice president of CACI International Inc.; retired Lt. [read post]
22 Mar 2021, 5:01 am by Jordan Brunner
The theme of the House Committee on National Security report on the 1999 NDAA was the threat of an ascendant China. [read post]
19 Mar 2021, 5:41 pm by INFORRM
Subsequently, the Government, among other things, restricted people’s outdoor movement from 21:00 to 05:00; and limited people’s assemblies related to social events (e.g., wedding parties, funeral repasts, etc.) up to 10 persons. [read post]
19 Mar 2021, 4:15 am
CFTC Orders Coinbase Inc. to Pay $6.5 Million for False, Misleading, or Inaccurate Reporting and Wash Trading (CFTC Release)Foreign Nationals Sentenced for Roles in Transnational Cybercrime Enterprise / The Infraud Organization victimized millions of people in all 50 states and caused more than $568 million in financial losses (DOJ Release)11 Cir Sees No Breach of Contract by Ohio National in Variable Annuity Commissions Lawsuit (BrokeAndBroker.com Blog)An Honest Conve... [read post]
18 Mar 2021, 12:51 pm by Unknown
Gregory (Waiver of Sovereign Immunity; Tribal Law; Jurisdiction) Navajo Health Foundation - Sage Memorial Hospital, Inc. v. [read post]
  On February 18, 2021, the plaintiffs in a putative class action announced that they reached an undisclosed settlement-in-principle to resolve their claims against Shutterfly, Inc. [read post]
17 Mar 2021, 10:46 am by Daniel Jin
Securities and Exchange Commission (the “SEC”) Allison Herren Lee announced that the SEC would be seeking the public’s comments on climate-related disclosure, as the agency continues to consider the broader spectrum of environmental, social, and governance (“ESG”) disclosure issues.[2] For many companies, an ESG policy is a roadmap for responsible corporate decision making and respecting the planet and its people. [read post]
16 Mar 2021, 7:18 am by Catherine Reach
People who didn’t have case management software are getting it and recognizing the value of secure client portals. [read post]
16 Mar 2021, 5:01 am by Eugene Volokh
" People who make a statement related to the offer for sale of securities, and then learn that it was mistaken, must correct it. [read post]
14 Mar 2021, 1:12 pm by Kevin LaCroix
XL Fleet was formed by a December 22, 2020 merger of Pivotal and XL Hybrids, Inc. [read post]
5 Mar 2021, 1:45 pm by Ernesto Falcon
Trinko, LLP, and Credit Suisse Securities (USA) LLC v. [read post]