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In the latter regard, future guidance and clarity from the SEC and the Office of Comptroller and Currency may be helpful in the underwriting process. [read post]
10 Oct 2022, 9:57 am by Silver Law Group
Western International Securities, Inc., 2:22-cv-04119, the SEC alleges they violated the “best interest” rule. [read post]
10 Oct 2022, 5:11 am by John Jascob
Reopened comment period closed on June 13, 2022.The Enhancement and Standardization of Climate-Related Disclosures for Investors (Release Nos. 33-11042, 34-94478; File No. [read post]
9 Oct 2022, 10:51 am by Francis Pileggi
The high court’s ruling is of value to corporate law specialists in that it sets out newly-clarified standards for the review of decisions on objections to settlements of derivative litigation. [read post]
8 Oct 2022, 9:03 pm by Guest Contributor
— OPINION — By Jayne Roth, M.P.H, REHSRimkus Consulting Group, Inc. [read post]
7 Oct 2022, 8:02 am by OxFirst
A press release from IEEE stated these changes “are intended to improve the clarity of IEEE’s standard processes relating to patented technologies, while offering more options for stakeholders”. [read post]
6 Oct 2022, 5:01 am by Paul Rosenzweig, Katie Stoughton
Facebook, for example, established a quasi-adjudicative process for reviewing the decisions it makes. [read post]
5 Oct 2022, 6:30 am
Disclosures are considered “material” for these purposes if there is a substantial likelihood that a reasonable investor would consider the disclosed information important in deciding how to vote or make an investment decision. [15] Under this standard, the impact of any given piece of information on a company’s stock price generally is a key element of the materiality analysis under current law. [16] But it is not clear that the market would necessarily consider all of… [read post]
4 Oct 2022, 6:30 am
At the same time, the Court has also shown its willingness, most recently in In re BGC Partners, Inc. [read post]
4 Oct 2022, 6:13 am by John Jascob
Federal agencies are bound by the Administrative Procedure Act—standards the SEC failed to meet by indefinitely delaying the compliance date for the 2020 proxy firm rule without notice and-comment rulemaking. [read post]
4 Oct 2022, 3:23 am by jonathanturley
Forbes, Inc., 241 F.3d 552 (7th Cir. 2001) where a journalist with Forbes was sued for harsh characterizations of a lawyer and his practice. [read post]