Search for: "U.S. Commodity Futures Trading Commission"
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29 Apr 2022, 8:03 am
Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC). [read post]
21 Oct 2017, 9:26 am
Commodity Futures Trading Commission stated in the spring of 2016 that blockchain and the distributed ledger technology “has the potential to link networks of legal recordkeeping the same way the Internet connects networks of data and information. [read post]
13 Jul 2021, 7:41 am
If a contract is currently trading for less than a dollar, a correct prediction will yield a profit. [read post]
3 Jun 2011, 8:08 am
To implement these provisions, both the Commodity Futures Trading Commission (CFTC) and the Securities Exchange Commission (SEC) recently proposed rules intended to proscribe and regulate fraud and manipulation of swaps and security-based swaps. [read post]
26 Sep 2011, 5:17 pm
The Commodity Futures Trading Commission (CFTC) is currently targeting precious metal firms, taking three actions against them for operating a boiler room telemarketing firm that advertised purchasing more than $23 million of precious metal on behalf of their customers. [read post]
29 May 2007, 6:32 am
The Davis Polk Alumni Society: It looks like one Davis Polk alum will replace another at the helm of the Commodities Futures Trading Commission. [read post]
20 Jul 2011, 6:25 am
First, a quick look at Jean Eaglesham’s piece in Wednesday’s WSJ: Eaglesham writes that officials at the Securities Exchange Commission and the Commodity Futures Trading Commission FTC officials are straining to write dozens of rules required by the law. [read post]
21 May 2024, 9:05 pm
Markham suggests that cryptocurrencies could also be classified as commodities, in which case they would fall under the exclusive regulatory authority of the Commodities Future Trading Commission (CFTC). [read post]
25 Jul 2024, 3:01 pm
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
5 Jun 2012, 8:56 am
Under Dodd-Frank, whistleblowers can receive as much as 10% to 30% of all fines and penalties recovered by the SEC and the Commodities Futures Trading Commission (CFTC) in the successful prosecution of a firm accused of fraud or violating state and federal securities laws. [read post]
11 Aug 2022, 3:15 am
The potential addition of cryptocurrency data to the reporting requirements for hedge funds comes as the SEC and its sibling agency, the Commodity Futures Trading Commission, weigh a broader set of updates that would expand the scope of Form PF. [read post]
1 Aug 2023, 7:28 am
” Kohn explains that following the passage of the Dodd-Frank Act, the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) did not predict the transnational reach of their programs and did not involve global actors in their rulemaking process. [read post]
17 Nov 2021, 8:00 am
Counsel is required if whistleblowers want to file an anonymous claim with the Securities & Exchange Commission (SEC) or the Commodity Futures Trading Commission (CFTC). [read post]
4 Aug 2022, 9:04 pm
The bill would provide the Commodity Futures Trading Commission (CFTC) with the exclusive authority to regulate trading of digital commodities by amending the definition of “commodity” in the Commodity Exchange Act to include “digital commodities” and requiring companies that offer digital commodity platforms to register with the CFTC. [read post]
19 Aug 2009, 9:16 am
However, any change to the way the Securities and Exchange Commission (“SEC”) or the Commodity Futures Trading Commission (“CFTC”) regulates the financial markets, must first address the ability of both these regulators to regulate. [read post]
30 Nov 2017, 9:15 am
On Monday afternoon, November 27, U.S. [read post]
2 May 2012, 12:51 pm
Also yesterday, the Commodity Futures Trading Commission filed a civil enforcement lawsuit against Vishnevetsky and his companies in federal court in Chicago. [read post]
2 May 2012, 12:51 pm
Also yesterday, the Commodity Futures Trading Commission filed a civil enforcement lawsuit against Vishnevetsky and his companies in federal court in Chicago. [read post]
24 Jul 2018, 9:01 pm
The good news is that after Tuesday’s joint hearing for Dan Michael Berkowitz, nominated for the Commodity Futures Trading Commission, and James E. [read post]
12 Mar 2020, 3:50 am
Commodity Futures Trading Commission, arguing that “the CFTC’s ambiguity about the ambiguity that underlies its regulatory position has denied the petitioners their due process right to know the legal basis of the charges against them. [read post]
