Search for: "Wall Street Financial Corporation"
Results 861 - 880
of 3,371
Sort by Relevance
|
Sort by Date
13 Nov 2016, 5:46 pm
A November 10, 2016 Wall Street Journal article about Mr. [read post]
11 Nov 2016, 5:00 am
Donald Trump’s Transition Team: We Will ‘Dismantle’ Dodd-Frank in the Wall Street Journal The brief note on Mr. [read post]
9 Nov 2016, 7:26 am
His unpredictability spells their ruin (witness the debacle that Wall Street will endure tomorrow, as I write this some eight hours before the markets open). [read post]
31 Oct 2016, 9:30 pm
The conference, hosted by the Wall Street Journal, featured speakers from both the government and industry discussing themes as varied as the government’s response to the 2008 financial crisis, possible improvements to the current financial regulatory regime, the opportunities and challenges that technology creates for regulators, and the impact of the 2016 election results on the financial regulatory agenda. [read post]
31 Oct 2016, 7:02 am
Late last year, the Wall Street Journal reported on a survey by the Association of Corporate Counsel (“ACC”) that found “employee error” is the most common reason for a data breach. [read post]
27 Oct 2016, 8:48 am
Compliance with the Privacy and Security Rules of the Health Insurance Portability & Accountability Act (HIPAA) is a living process that requires employer and other health plans, health insurers, health care providers and healthcare clearinghouses to recurrently reevaluate their HIPAA enterprise risk and timely act to mitigate security threats to electronic (ePHI) and other protected health information and other HIPAA compliance concerns on an ongoing basis. [read post]
26 Oct 2016, 11:32 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), which became effective in July 2010, contains new whistleblower provisions that provide substantial incentives and protections for individuals who voluntarily provide information to the SEC concerning securities law violations. [read post]
24 Oct 2016, 7:30 am
As one ICE official told The Wall Street Journal, this massive, rapid increase in the number of people in custody means that ICE is “scraping the bottom looking for beds. [read post]
21 Oct 2016, 7:40 am
From March 2016 through July 2016, Byrd was associated with Invest Financial Corporation. [read post]
20 Oct 2016, 1:02 am
In a new book—Selling Hope, Selling Risk: Corporations, Wall Street and the Dilemmas of Investor Protection—I explore what it means for securities regulation if we take seriously ways that cultural and cognitive biases affect the behavior of more than just ordinary investors. [read post]
19 Oct 2016, 1:04 pm
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government contractors and… [read post]
6 Oct 2016, 9:30 pm
” The Federal Reserve and the Federal Deposit Insurance Corporation (FDIC) released the “living wills” of five major U.S. banks—plans that are required of banks with more than $50 billion in assets under the Dodd-Frank Wall Street Reform and Consumer Protection Act, and that “must describe the company’s strategy for rapid and orderly resolution in the event of material financial distress or failure of the company. [read post]
4 Oct 2016, 4:17 pm
Bankruptcy Code, the standard established in the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
29 Sep 2016, 12:26 pm
The Indian military conducted cross-border strikes into Pakistan against “launch pads” on Wednesday night, writes the Wall Street Journal. [read post]
28 Sep 2016, 11:44 am
The rules are also consistent with the Commission’s obligations for clearing agency oversight under the Dodd‑Frank Wall Street Reform and Consumer Protection Act. [read post]
28 Sep 2016, 6:28 am
But in 2016, the defendant in the biggest insider trading case of the year isn’t a high-profile Wall Street denizen like Ivan Boesky or “junk bond king” Michael Milken: The main character in this story is a Chicago grocery wholesaler named Bassam Salman. [read post]
27 Sep 2016, 5:05 am
” Also with regard to regulation, Secretary Clinton stated that the financial crisis was partially caused by tax cuts for the wealth and polices that had taken regulators’ “eyes off of Wall Street. [read post]
27 Sep 2016, 3:22 am
Here’s an excerpt from this “D&O Diary Blog” about how few companies are disclosing cybersecurity & data breach incidents in their SEC filings (which could be a concern for investors – and for D&O underwriters): According to a September 19, 2016 Wall Street Journal article entitled “Corporate Judgment Call: When to Disclose You’ve Been Hacked,” nothwithstanding the long-standing SEC disclosure guidelines, companies are… [read post]
22 Sep 2016, 4:42 pm
___________________[1] Although neither opinion mentions it, misconduct as an issue may largely go away if and when the SEC promulgates a rule implementing section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (adding section 10D to the Securities Exchange Act of 1934, 15 U.S.C. [read post]
15 Sep 2016, 4:44 am
If you’re interested in more detail on the potential trade outcomes for the U.K., specifically the prospective tariff rates compared to current export volumes of a variety of goods (in my case, I found potato chips and orange juice particularly interesting) the Wall Street Journal published a number of handy interactive infographics back in June. [read post]
