Search for: "The Regulatory Review"
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5 Feb 2019, 1:33 pm
Liju Varghese Allegedly Engaged in Unauthorized Trading; Varghese Fell Under Internal Review after Allegations of Submitting Unfunded Annuity Applications Liju Varghese allegedly engaged in unauthorized trading, according to a Final Regulatory Action disclosed on Varghese’s FINRA BrokerCheck Report under review by investor rights attorney lan Rosca. [read post]
14 Feb 2009, 3:53 pm
Board of Education, 330 U.S. 1 (1948) and Capital Square Review and Advisory Board v. [read post]
1 Mar 2010, 3:20 pm
Unburdened by many of the restrictions placed on RACs, providers with a heavy Medicaid beneficiary base should diligently review their Medicaid coding and billing efforts to better ensure compliance with applicable statutory and regulatory requirements. [read post]
9 May 2024, 9:01 pm
Companies providing virtual-currency services to persons located in California can review the DFAL and evaluate whether they are required to obtain a DFAL license. [read post]
5 Feb 2010, 9:15 am
Cornell University, 2001; See for opposing views, Correa, Carlos M. - Review of the TRIPS Agreement: Fostering the Transfer of Technology to Developing Countries). [read post]
31 Jul 2022, 8:28 am
August Regulatory Dates for Broadcasters is now available. [read post]
7 Jun 2012, 8:32 am
(Vanderbilt Law Review, Vol. 65, No. 4, p. 1125, 2012) on SSRN. [read post]
17 Sep 2009, 3:25 pm
Ray Brescia (Albany Law School) has posted Trust in the Shadows: Law, Behavior and Financial Re-Regulation (Buffalo Law Review, Forthcoming) on SSRN. [read post]
23 Sep 2009, 4:09 pm
Ray Brescia of Albany has written Trust in the Shadows: Law, Behavior and Financial Re-Regulation, Buffalo Law Review. [read post]
29 Jun 2012, 4:24 am
Young (Duke University - School of Law) has posted 'The Ordinary Diet of the Law': The Presumption Against Preemption in the Roberts Court (Supreme Court Review, Vol. 2011, 2012) on SSRN. [read post]
20 Aug 2012, 9:30 pm
” Manne is clearly not impressed with the SEC’s disclosure-based regulatory regime. [read post]
12 Jan 2011, 12:45 pm
If you find this of interest, you also be interested reviewing some of our other Solutions Law Press resources available for review here. [read post]
16 Dec 2022, 9:59 am
While regulatory initiatives currently in place in the region do not live up to this task, government use of malicious software continues to grow. [read post]
26 Sep 2017, 5:00 am
After Maine voters narrowly approved recreational marijuana in November and a partial recount in December, legislators in the state have been tasked with developing the new regulatory and taxation framework. [read post]
14 Feb 2011, 7:02 am
If the business has valuable contracts, the contracts need to be reviewed to determine if they can be assigned to the buyer. [read post]
30 Sep 2009, 1:11 pm
In recent weeks, Health care reform and financial regulatory reform efforts by the Obama administration have been getting the majority of the media and public's attention, but at the same time reform and updating of the Toxic Substances Control Act (TSCA) has been in the background. [read post]
11 May 2019, 11:34 am
Review of Existing Guidelines Means CBD Drink Rule Could Change Whether this rule sticks is questionable. [read post]
12 Sep 2022, 5:02 am
The CLM module includes AI for contract review. [read post]
5 Jun 2012, 6:26 am
Unless the hearing panel’s decision is appealed to FINRA’s National Adjudicatory Council (NAC) or is called for review by the NAC, the hearing panel’s decision becomes final after 45 days. [read post]
30 Dec 2022, 10:10 am
In this episode, Holly introduces the basic regulatory framework governing clinical trials, with a focus on laws and rules impacting payment. [read post]
