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8 Sep 2023, 12:51 pm by The White Law Group
Ameriprise Financial Censured & Fined $4.5 Million  Ameriprise Sanctioned for Overcharging Retirement Customers   March 2018 – Ameriprise Financial Services Inc. has agreed to settle charges with the SEC for recommending and selling higher-fee mutual fund shares to retail retirement account customers while failing to provide appropriate sales charge waivers. [read post]
24 Jan 2010, 2:07 pm by Usha Rodrigues
And even we have the bulk of our holdings (meager as they are) in mutual funds or ETFs. [read post]
11 Jan 2024, 1:38 pm by Katelynn Minott, CPA & CEO
Investments in foreign mutual funds, for example, are almost always taxed much more harshly than investments in US mutual funds. [read post]
26 Sep 2011, 6:13 am
 The court concluded that multiple documents provided to individual customers contained different, confusing, and vague language regarding arbitration. [read post]
29 Jul 2011, 7:00 am by Beyond Intractability
Or they can make a presentation directly to the group, about how solutions have been implemented by other groups.15 Experts may also be needed to provide options in cases that involve technical knowledge. [read post]
6 Jul 2012, 4:00 am by Daniel Halberstam
Details aside, this constellation of authority (multiplicity, mutual embedded openness, and a shared grammar of legitimacy) does not always obtain. [read post]
1 Sep 2017, 9:11 am by Lindsay Griffiths
Rather than coming to me directly if we don’t know each other, ask our mutual connection to make an introduction or share your article or message directly. [read post]
29 Apr 2023, 2:09 pm by David Oxenford and Robert Primosch
The Media Bureau rejected one of two mutually exclusive applications for a construction permit for a new NCE FM station at Ketchum, Idaho, and granted the surviving application. [read post]
11 Feb 2020, 1:52 am by Roel van Woudenberg
Lists of converging and non-converging alternatives had to be treated in a similar way, because the convergence could only be considered to provide a specific pointer to the most preferred options. [read post]
19 Mar 2016, 8:38 am
Member States should give due consideration to statements, general comments, recommendations and thematic commentaries, provided by the competent monitoring bodies, relating to the human rights provisions of relevant international and regional conventions.5. [read post]
14 May 2024, 8:57 am by Berry Law
  His leadership style encourages mutual respect and shared vision, empowering individuals to contribute their best and pushing the entire team toward creative problem-solving and high performance. [read post]
22 Feb 2019, 9:00 am by Staff
These exceptions which are strictly defined include exceptions for doctor services, in-office ancillary services, renting equipment and office space, bona fide employment relationships, and ownership in publicly traded securities and mutual funds. [read post]
25 Nov 2019, 10:50 am by Gordon Ahl
Event Announcements (More details on the Events Calendar) Monday, November 25, 2019, at 5:30 p.m.: The American Enterprise Institute (AEI) will host an event on lessons of prudence from Edmund Burke and Abraham Lincoln. [read post]
21 Oct 2019, 12:41 pm by Gordon Ahl, William Ford
Event Announcements (More details on the Events Calendar) Monday, October 21, 2019, at 5:00 p.m.: The Reiss Center on Law and Security will host a discussion on the role of Congress in national security and foreign affairs with Representatives Will Hurd, Andy Kim and Elissa Slotkin. [read post]
14 Oct 2019, 9:53 am by Gordon Ahl, William Ford
IRAP has become the first advocacy organization to provide comprehensive legal representation to refugees throughout the registration, protection and resettlement processes. [read post]
28 Oct 2019, 1:07 pm by Gordon Ahl, William Ford
Tuesday, October 29, 2019, at 10:00 a.m.: The House Armed Services Committee's Future of Defense Task Force will hold its inaugural hearing on theories of victory. [read post]
4 Nov 2019, 1:35 pm by Gordon Ahl, William Ford
Event Announcements (More details on the Events Calendar) Tuesday, November 5, 2019, at 10:30 a.m.: The Brookings Institution will host an event on jihadism in Africa, which will feature a conversation between Brookings Senior Fellow Michael O’Hanlon and Professor Stig Jarle Hansen. [read post]