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20 Mar 2014, 5:35 am
FINRA also found that the firm failed to provide adequate training regarding the sale of ETFs. [read post]
19 Mar 2014, 4:56 pm
Provisional Patent Application No. 60/446,808 (“]Perski ‘808[“)] provides adequate written support for Perski ‘455. [read post]
19 Mar 2014, 3:45 pm
The identified factors are not mutually exclusive and could either increase or decrease the number of whistleblower claims. [read post]
19 Mar 2014, 1:45 pm
In the Lawson case, two former employees filed suit against FMR and other related private companies that provide, under contract, investment advisory services to the Fidelity family of mutual funds, alleging unlawful retaliation under SOX. [read post]
19 Mar 2014, 1:24 pm
Ever since Mutual Pharmaceutical Co. v. [read post]
19 Mar 2014, 10:55 am
We have a mutually rewarding relationship. [read post]
19 Mar 2014, 8:09 am
The methods for cooperation include: Sharing information, including complaints and personal information A mutual undertaking to provide investigative assistance to the other agency through use of legal powers Coordinating enforcement powers when dealing with cross-border activities arising from an investigation of a breach of either country’s law, where the matter being investigated is the same or substantially similar to practices prohibited by the other country… [read post]
19 Mar 2014, 7:21 am
The mutual fund is basically just a pile of securities and cash. [read post]
19 Mar 2014, 4:31 am
Nationwide Mutual Ins. (8th Cir. 3/13/14), Angela Ames claimed that Nationwide discriminated against her because of her sex and pregnancy by not providing her access to a room in which to lactate. [read post]
18 Mar 2014, 10:41 pm
Mutual trust does not only operate horizontally but also vertically. [read post]
18 Mar 2014, 9:30 pm
A recent report commissioned by the Atlantic Council, Thomson Reuters, and the City UK, for which I served as rapporteur, has attempted to provide some clarity on these and related questions. [read post]
18 Mar 2014, 5:11 pm
An environmental product declaration (EPD) is a method of quantifying the environmental impacts of a product in order to provide a sound basis for making decisions about the use of that product. [read post]
18 Mar 2014, 10:56 am
That provided as follows: Coterminous owners are mutually bound equally to maintain: 1. [read post]
18 Mar 2014, 8:00 am
USI Affinity has provided insurance for the legal industry for more than 60 years. [read post]
18 Mar 2014, 7:57 am
The REIT structure was designed to provide a real estate investment structure similar to the structure mutual funds provide for investment in stocks. [read post]
18 Mar 2014, 6:47 am
The style of the case is, Farmers Texas County Mutual Insurance Company v. [read post]
18 Mar 2014, 6:30 am
– Christopher Cunniff, Liberty Mutual Insurance • Accountable Care Organizations may be the most logical program I have heard in regards to health care. [read post]
18 Mar 2014, 12:37 am
Our new proposition offers first-rate quality, without the need for expensive joining fees, making it especially appealing to the mutual sector. [read post]
17 Mar 2014, 3:51 pm
(All states except Vermont provide some protection for Sound Recordings made prior to that date.) [read post]
17 Mar 2014, 2:47 pm
The Referential does not achieve mutual recognition of both the EU and APEC systems, but it is intended to be a “pragmatic checklist for organizations applying for authorization of BCR and/or certification of CBPR”. [read post]
