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31 Oct 2011, 10:38 am
Since the Financial Industry Regulatory Authority (FINRA) amended its rules effective January 31, 2011 to allow investors who file securities arbitration claims to opt for an “all-public” panel with no ties to the securities industry (as FINRA defines “ties”), 77 percent of eligible investors have done so, according to Linda Fienberg, president of FINRA Dispute Resolution, which administers arbitration proceedings. [read post]
7 Jul 2009, 8:22 am
” How sad to see the terms “arbitrator” and “threaten” in the same [...] [read post]
26 Mar 2008, 3:20 am
Anyone who reads this blog regularly knows I am a jurisdiction geek, so a post about Federal Question Jurisdiction and the Federal Arbitration Act at Civil Procedure Prof Blog caught my eye. [read post]
19 Jan 2010, 12:22 pm
Rent-a-Center West, 09-0947, http://www.scotusblog.com/todays-orders-52/ Karl Bayer posted the question presented on his blog and I repeat it here: The question presented in the case is: Is the district court required in all cases to determine claims that an arbitration agreement subject to the Federal Arbitration Act ("FAA") is unconscionable, [...] [read post]
26 Mar 2015, 8:31 am
I’m linking here to a wonderful blog post from FOB Susan Franck about her latest article on investment treaty arbitration (ITA). [read post]
7 Nov 2008, 9:11 pm
"Court to rule on arbitration case": This afternoon at "SCOTUSblog," Lyle Denniston has a post that begins, "The Supreme Court agreed on Friday to clarify who may appeal a federal judge's refusal to postpone a lawsuit until an arbitration of the underlying dispute goes forward. [read post]
17 Sep 2009, 8:14 am
Another interesting case from the Daily Labor Report: Fifth Circuit 2-1 Affirms Lower Court Ruling Some KBR Injury Claims Were Not Arbitrable A former employee of Halliburton Co. who alleges that she was raped by other employees while working for the defense contractor in Iraq is not required by her employment contract to arbitrate claims she made against [...] [read post]
13 Jan 2016, 11:08 am
After the patient died, her family sued the nursing … Continue reading SCOTUS denies cert in nursing home arbitration case → [read post]
6 Sep 2023, 6:04 am
A trucking company was attempting to avoid arbitrating a warranty dispute in North Carolina. [read post]
2 Oct 2017, 6:39 am
You may also be interested in our international arbitration conference which will be held the following … Continue reading Fordham’s International Mediation and Arbitration Conferences → [read post]
25 Jul 2016, 11:15 am
The Notice cited a number of recent circuit court decisions holding that a forum selection clause in … Continue reading FINRA Reminds Broker-Dealer Firms of Their Duty to Arbitrate → [read post]
14 Nov 2008, 3:07 am
A particularly interesting part of the blog deals with the question of interest arbitration. [read post]
31 Jan 2012, 4:09 am
” The Company had sought to compel individual arbitrations, under the policy in the Employee Handbook and it asked the Court to honor the arbitration provision. [read post]
12 Mar 2021, 3:43 pm
On March 11, 2021, a FINRA arbitrator awarded expungement relief to George D. [read post]
11 Apr 2009, 4:16 pm
Having documentation helps the arbitrators to find out who is telling the truth. [read post]
2 Apr 2012, 10:00 pm
Rasnick FINRA recently announced that it fined Merrill Lynch, Pierce, Fenner & Smith (“Merrill”) one million dollars for failing to arbitrate claims with employees. [read post]
3 Feb 2021, 10:18 am
FINRA Arbitrator Recommends Expungement after Merrill’s U5 Notice Shows ‘Reckless Disregard for the Truth’ A FINRA arbitrator has ruled in favor of a former broker in a claim against Merrill Lynch over her termination, according to a FINRA award cited by Financial Advisor IQ today. [read post]
17 Jul 2023, 12:14 pm
The Court approved a prolonged procedure whereby the representative claim is stayed, the individual claim is arbitrated, and if the employee is successful in arbitration, then the employee may proceed in court as an aggrieved employee. [read post]
13 Dec 2010, 7:04 am
(“MLPFS”), finding that LSED waived its right to arbitrate by litigating the case for nearly a year before filing its motion. [read post]
16 May 2011, 10:21 am
including limiting the availability of class arbitration ? [read post]
