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31 May 2012, 4:15 am by Broc Romanek
- Notes from PLI's "SEC Speaks" Conference Deal Cube Tournament: Round One; 6th Match As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below: - Movie Projector & Ticket - Bowling Ball - Listerine Bottle - 'Welcome' from Lobby Online Surveys  &  Market Research - Broc Romanek [read post]
21 Aug 2019, 3:04 am by Broc Romanek
Here’s an article from the “Sacramento Bee” – and see this Cooley blog… – Broc Romanek [read post]
25 May 2011, 5:17 am by Broc Romanek
" By the way, here's a 4-minute video interview where I discuss social media after I spoke about the topic at a PLI conference recently: - Broc Romanek [read post]
19 Nov 2014, 3:00 am by Broc Romanek
The new bulletin brings existing guidance into conformity with FASB Update No. 2014-17 – Business Combinations (Topic 805): Pushdown Accounting, a consensus of the FASB Emerging Issues Task Force, which was ratified by the FASB last month and issued yesterday too… – Broc Romanek [read post]
16 Oct 2017, 3:03 am by Liz Dunshee
Anyway, I draw your attention to the transcript of one of my favorite webcasts if you want to learn more: “How the SEC Really Works“… Poll: I Love the Reg Flex Agenda for… Please participate in this anonymous poll: find bike trails – Broc Romanek [read post]
26 Jun 2014, 2:57 am by Broc Romanek
Freeman was a lawyer who co-drafted Rule 10b-5 and Tommy Corcoran was the chief spokesman for the drafters of the ’34 Act who is credited with testifying that Section 16 was a “crude rule of thumb”… - Broc Romanek [read post]
29 May 2012, 4:00 am by Broc Romanek
Deal Cube Tournament: Round One; 4th Match As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below: - Casket (Opens & Closes; Deal Closed on Halloween) - Golf Set with Putter, Cup and Balls - Bear & Bull Coin - Rounded Online Surveys  &  Market Research - Broc Romanek [read post]
3 Dec 2014, 2:30 am by Broc Romanek
And if Corp Fin allows Whole Foods to exclude the 3%/3-year proxy access shareholder proposal because the company is proposing 9%/5-years – and these access counterproposals become a trend – I’m not sure you’ll get both sides in the same room ever again… – Broc Romanek [read post]
26 Oct 2009, 4:40 am
" - Survey Responses: Transfer Agent Opinion Requests - Study of Early Adopters: IRO Use of Twitter - Broc Romanek [read post]