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7 Oct 2019, 6:23 am
., HSBC Holdings Plc, Citigroup Inc. and Bank of America Corp. are among 10 financial companies that had been accused in the lawsuit of benefiting from manipulating the market for Mexican government bonds. [read post]
14 Jan 2014, 7:57 am
Citigroup, Inc., 47 Cal. 3d 610 (2009), in which the California Supreme Court enforced vesting and forfeiture provisions contained in an incentive plan. [read post]
7 Apr 2021, 6:38 am
From 2001 through 2006, Porter was registered with Citigroup Global Markets, Inc. [read post]
7 Mar 2022, 7:24 am
His previous employer employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Miamisburg, OH, Morgan Stanley Smith Barney (CRD#:149777) and Citigroup Global Markets Inc. [read post]
28 Nov 2007, 1:25 pm
A number of them, including Morgan Stanley and Citigroup Inc. unit Smith Barney, ratchet up demands on experienced brokers. [read post]
18 Jun 2012, 11:36 am
Court of Appeals for the Fifth Circuit in Citigroup, Inc. v. [read post]
12 May 2015, 2:43 pm
The following is a list of some of the Bank of Montreal Reverse Convertible Notes offered: CUSIP Issuer Product Name 06366YAQ3 Bank of Montreal Reverse Exchangeable Notes linked to Apple, Inc. 06366RBG9 Bank of Montreal Reverse Exchangeable Notes linked to Apple, Inc. 06366RCA1 Bank of Montreal Reverse Exchangeable Notes linked to Apple, Inc. 06366REA9 Bank of Montreal Reverse Exchangeable Notes linked to Apple, Inc. 06366RCV5 Bank of Montreal Reverse… [read post]
31 Jul 2023, 12:40 pm
(CRD#:7059), NEW YORK, NY B, 11/07/2016 – 09/28/2021, CITIGROUP GLOBAL MARKETS INC. [read post]
3 Dec 2015, 1:26 pm
In Citigroup Technology, Inc. and Citicorp Banking Corporation, Case 12–CA–130742 (December 1, 2015), Citigroup Technology, Inc. and Citicorp Banking Corporation (collectively, “Citi”) began requiring workers at its Tampa, Florida facility to sign an employment arbitration policy (“EAP”) included in its handbook for United States employees in December 2012. [read post]
15 Jan 2014, 12:11 am
The banks that have been identified or made announcements regarding Forex regulatory investigations to date include: Barclays, Citigroup, Inc., Credit Suisse AG, Deutsche Bank, Goldman Sachs Group, HSBC, JP Morgan Chase & Co., Morgan Stanley, Royal Bank of Scotland, Standard Chartered and UBS. [read post]
16 Jun 2021, 12:32 pm
Citigroup Global Mkts. [read post]
9 Aug 2024, 6:00 am
The law comes amid a decades-long fight pitting retailers like Walmart Inc., Target Corp., and Amazon.com Inc. against banks over interchange fees that credit card issuers charge to process transactions. [read post]
14 May 2012, 8:50 am
Citigroup Inc and Wells Fargo & Co are among the larger banks that have yet to settle. [read post]
11 Aug 2009, 4:58 am
As 5th Circuit Court of Appeals explained in Citigroup Global Markets, Inc. v. [read post]
16 May 2008, 7:33 pm
In re Citigroup Global Markets, Inc., No. 06-0886 (Tex. [read post]
21 May 2021, 10:23 am
Citigroup Global Markets Inc., which paid more than $12 million to settle charges that its affiliated dark-pool operator misled subscribers with assurances that high-frequency traders were not permitted to trade in the dark pool. [read post]
5 May 2010, 12:17 am
The group includes ABN Amro Bank NV, a unit of Royal Bank of Scotland Plc, Bank of America Corp., Bank of New York Mellon Corp., Citigroup Inc., Deutsche Bank AG, HSBC Holdings Plc, JPMorgan Chase & Co., US Bancorp and Wells Fargo & Co.Clearing House PetitionThe Clearing House yesterday also filed a petition asking the full court to reconsider the decision.Bloomberg, majority-owned by New York Mayor Michael Bloomberg, sued after the Fed refused to name the firms it lent to… [read post]
10 Jul 2009, 12:07 pm
(AIG), Citigroup Inc., Bank of America Corp., General Motors Corp., GMAC LLC, Chrysler and Chrysler Financial. [read post]
29 Aug 2008, 9:14 pm
Google Inc., Bed Bath & Beyond Inc., and Starbucks Corp., among other companies, purchased auction-rate securities because they were led to believe such securities were cash equivalents and were not advised of material facts regarding auction-rate securities, the auction-rate securities markets and the auction process. [read post]
30 Nov 2011, 7:44 pm
Separately, some merchants that process a large number of debit transactions for small purchases—for example, under $15 in some cases— are seeing those rates rise because Visa Inc. and MasterCard Inc. have eliminated discounts that they had previously offered. [read post]
