Search for: "D & D Management and Investement, LLC"
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2 May 2012, 8:36 am
Coryn Group II, LLC v. [read post]
2 May 2012, 5:00 am
• Reviewing your firms valuation policies and processes • Conducting your review throughout the year versus all at once Moderator: Charles Lerner, Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance Companion & Principal, Fiduciary Compliance Associates LLC Panel Members Nicholas Denton-Clark, Managing Director & Chief Compliance Officer, PineBridge Investments LLC Kelly S. [read post]
23 Apr 2012, 2:53 pm
Extraordinary business d ecisions require a formal authorization by the Manager(s). [read post]
16 Apr 2012, 6:26 am
It is being reported that well-known financial advisor, Matthew D. [read post]
11 Apr 2012, 1:13 am
He is the founder and managing partner of Joseph & Cohen, Professional Corporation in San Francisco, CA. [read post]
2 Apr 2012, 6:51 am
Dodd is a vice president with Infinite Public Relations LLC. [read post]
12 Mar 2012, 1:23 am
Clark, Jr. of the Drinker Biddle law firm, and Larry Vranka of Canonchet Group LLC. [read post]
27 Feb 2012, 1:16 pm
Acquiring interests in such securities through a pooled investment or single security “fund” introduces another layer of costs to the investor as well as risk associated with the fund manager. [read post]
27 Feb 2012, 1:16 pm
Acquiring interests in such securities through a pooled investment or single security “fund” introduces another layer of costs to the investor as well as risk associated with the fund manager. [read post]
24 Feb 2012, 2:44 pm
If you invested with Aaron D. [read post]
24 Feb 2012, 2:44 pm
If you invested with Aaron D. [read post]
23 Feb 2012, 2:13 pm
According to his FINRA Broker-Report, Stevenson is registered with Thrivent Investment Management, Inc., Thrivent’s FINRA registered broker-dealer arm. [read post]
21 Feb 2012, 1:35 am
Francis Chou takes a bath after CEO Patrick Byrne dumps shares Francis Chou, F Mutual funds managed by Canada-based investment manager Francis Chou have taken a bath on their investment in Overstock.com common shares. [read post]
18 Feb 2012, 5:15 am
FMR, LLC, Case No. 10-2240 (1st Cir. 2012). [read post]
17 Feb 2012, 10:40 am
In 2007, Seeno's son, Albert D. [read post]
14 Feb 2012, 12:39 pm
Whitman, the head portfolio manager at Whitman Capital, LLC, related to alleged insider trading. [read post]
10 Feb 2012, 1:25 pm
Moreover, buying these securities through a single security fund or a pooled investment fund imposes another round of costs on investors, and exposes them to the risks that come with entrusting you money to any fund manager. [read post]
8 Feb 2012, 9:35 am
FMR LLC, 724 F. [read post]
7 Feb 2012, 9:28 am
FMR LLC, No. 10-2240, The panel stated that it interpreted the statute differently and reversed the district court's decision. [read post]
26 Jan 2012, 8:33 am
In some research reports in which it disclosed that it had served as manager or co-manager of a public offering of securities for the subject company in the preceding 12 months, it failed to disclose also that it had received compensation from the company for investment-banking services in connection with the offering. [read post]
