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2 May 2011, 12:14 pm
SIFMA has also asked the regulators to ensure that the rules for bank proprietary trading and for sponsoring hedge funds are bifurcate. [read post]
1 Oct 2008, 12:15 pm
The court pointed out that the case Central Bank of Denver, N.A. v. [read post]
7 Jul 2022, 11:30 am
The banking…industry is not filled with people who repeatedly violate the law, or prey on defenseless consumers. [read post]
3 Nov 2021, 12:52 pm
The Federal Trade Commission (FTC) in the United States has changed the regulations concerning the Safeguards Rule relating to cybersecurity standards for non-banking financial institutions. [read post]
23 Sep 2010, 2:46 am
The creation of pan-E.U. watchdogs to police banking, insurance and trading was approved by European Union lawmakers Wednesday, in one of the most far-reaching financial reforms of the decade. [read post]
6 Aug 2022, 10:00 am
Palm Beach Blood Bank, Inc., 143 F.3d 1407 (11th Cir.1998). [read post]
9 Jan 2007, 2:17 pm
Last month, SunTrust Banks sued a handful of bankers who left SunTrust’s investment-banking unit last year, claiming [...] [read post]
28 Jul 2022, 3:01 am
On 27 July 2022, the Official Journal of the European Union (OJ) published an Opinion of the European Central Bank (ECB) of 1 June 2022 on the proposal for a Regulation of the European Parliament and of the Council, amending Regulation (EU) 600/2014 as regards enhancing market data transparency, removing obstacles to the emergence of a consolidated tape, optimising trading obligations and prohibiting receiving… [read post]
21 Jul 2022, 10:33 am
The WSJ article also reports that banks and industry trade groups have reacted critically to such an interpretation by the CFPB, for reasons that include the potential for abuse through “friendly fraud. [read post]
26 Apr 2022, 8:25 am
In its view, the true distinction is between a company that is trading and a company in respect of which a winding up process has commenced, not between a solvent trading company and an insolvent trading company. [read post]
30 Mar 2008, 2:04 am
The Reserve Bank's March 2008 Financial Stability Review gives an overview of the global financial environment and Australia's financial system concluding with a discussion of crisis management arrangements, ADIs' liquidity management policies and proposed regulation of mortgage brokers. [read post]
22 Jul 2012, 8:35 am
"It's worth mentioning that HSBC's compliance failures went beyond Mexico, Latin America and the drug trade. [read post]
14 Oct 2011, 12:44 pm
This will help to reduce competitive distortions in the single market, discourage risky trading activities and complement regulatory measures aimed at avoiding future crises. [read post]
13 Jul 2007, 4:16 am
Deutsche Bank has poached former ING executive Chew Soon-gek and appointed her C.I.O. for Asia within its private wealth management franchise, Finance Asia said. [read post]
29 Feb 2008, 5:01 am
Voge, who heads the finance practice, can recite when each of the firm's investment banking clients opened offices in the Middle East. [read post]
4 Dec 2006, 6:31 am
Bank of America Chief Financial Officer Alvaro de Molina's comments about why he has decided to step down from his post recalled the old saying about being nibbled to death by ducks. [read post]
24 Jan 2007, 4:00 am
Bank of America's chairman and chief executive, Kenneth D. [read post]
18 Jul 2018, 3:15 am
IP from using our nation’s banking and financial systems. [read post]
17 Nov 2006, 11:19 am
First, with fund managers, investment banks and managers of funds of funds making so much on management and trading, what's left for clients? [read post]
1 Oct 2024, 9:01 pm
DOJ and Federal Trade Commission (FTC) challenges of transactions with this minimal increase in concentration are rare, however, and adoption of the 2023 Guidelines and their related presumptions by the courts has been mixed. [read post]
