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14 Aug 2014, 4:09 pm by Cathy Holmes
There are four general requirements that must be met by each person who uses the exemption, which are as follows: (1) the person must have regular duties other than solicitation of investors, (2) the person may not be compensated for the sale of securities (meaning no commissions or bonuses tied to the sale of investments), (3) the person may not be either currently registered with a broker-dealer or have been registered with a broker-dealer for the past 12 months, and (4) the person may… [read post]
14 Aug 2014, 5:00 am by J Robert Brown Jr.
Credit Suisse Securities, LLC, 752 F.3d 82 (1st Cir. 2014) (fraud on the market); Mass. [read post]
13 Aug 2014, 10:50 am by Abbott & Kindermann
The appellate court refused to consider plaintiff’s general plan consistency arguments as they were not properly presented to the court.Background Facts Real Party in Interest and Respondent, Petrovich Development, LLC, owns 234 acres of agricultural land in Yolo County, on the border of the City of Woodland. [read post]
12 Aug 2014, 9:22 pm by H. Scott Leviant
  USB also submitted deposition testimony from the four former class representatives stating that they regularly worked more than half the day outside the office. [read post]
11 Aug 2014, 8:00 am by Liz Kramer
Nat’l Oilwell Varco, Inc., __ F.3d__, 2014 WL 2971701 (5th Cir. [read post]
29 Jul 2014, 5:01 pm by INFORRM
He sold [it] to Union Square Condominiums, LLC (Union Square), an entity owned by Gruizinga, which developed [it] into approximately 180 condominium units. [read post]
18 Jul 2014, 5:17 am
He sold [it] to Union Square Condominiums, LLC (Union Square), an entity owned by Gruizinga, which developed [it] into approximately 180 condominium units. [read post]
24 Jun 2014, 10:28 pm by Ron Coleman
Four Seasons Greetings, LLC, 403 F.3d 958, 968 (8th Cir. 2005); see also MercExchange, 500 F. [read post]