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11 Oct 2023, 3:00 am
The new laws could have an impact on the SEC’s climate disclosure as SEC Chair Gary Gensler hinted at two weeks ago. [read post]
18 Jun 2022, 6:30 am
According to SEC Chair Gary Gensler, “[w]e have a basic bargain in our securities regime, which came out of Congress on a bipartisan basis under the Sarbanes-Oxley Act of 2002. [read post]
4 Nov 2009, 4:41 am
In a letter to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler, Mr. [read post]
28 Nov 2009, 11:24 am
 And Gary Gensler, the head of the Commodities Futures Trading Commission (the regulator that Phil Gramm wanted to be sure did not get a chance to regulate derivatives, back in that fateful December 2000 when the Commodities Futures MOdernization Act was passed to ban regulation of derivatives, without many voting for it understanding what it included or how it would work) seems to be intent on keeping the pressure up to secure regulation of the derivatives. [read post]
12 Nov 2021, 11:21 am
New SEC Chairman Gary Gensler has already directed the SEC staff to propose revisions to these amendments. [read post]
18 Jun 2022, 6:30 am
According to SEC Chair Gary Gensler, “[w]e have a basic bargain in our securities regime, which came out of Congress on a bipartisan basis under the Sarbanes-Oxley Act of 2002. [read post]
7 Feb 2021, 7:12 am
” Similarly, acting SEC chair Allison Herren Lee has supported a disclosure regime that would ensure that financial institutions produce standardized disclosure of their exposure to climate risks, and it is widely expected that incoming SEC chair Gary Gensler will support ESG-related rulemaking. [read post]
12 Mar 2022, 7:37 am
But, surprisingly, the conflicts are not between the Dems and the one Republican remaining on the SEC; rather, they’re reportedly between SEC Chair Gary Gensler and the two other Democratic commissioners, Allison Herren Lee and Caroline Crenshaw, about how far to push the proposed new disclosure requirements, especially in light of the near certainty of litigation, and whether to require that the disclosures be audited. [read post]
11 Mar 2022, 3:41 am
Advocates of expanded disclosure, including SEC Chair Gary Gensler, argue that such requirements are necessary to ensure that investors are properly informed of the risks climate change, and climate change policies, pose to their investments, and that climate-related risks are accurately reflected in share prices. [read post]
SEC and CFTC Receive Funding Increase in House Resolution to Help Them Carry Out Dodd-Frank Mandates
9 Dec 2010, 8:39 am
The House matched the President’s request with a $261 million appropriation for the CFTC.At recent hearings, CFTC Chair Gary Gensler told the Senate Banking Committee that the CFTC requires additional resources to enhance its surveillance program, prevent market disruptions, and implement the Dodd-Frank Act. [read post]
30 Oct 2012, 6:11 am
Chandler III, James Copland, Steven Davidoff, James Doty, Daniel Gallagher, Gary Gensler, Amy Goodman, Holly Gregory, Joseph Grundfest, Carl Icahn, Brad Karp (’84), David Katz, Arthur Kohn, David F. [read post]
24 Oct 2011, 8:20 am
Said CFTC Chairman Gary Gensler, “the financial resources and risk management requirements will strengthen financial integrity and enhance legal certainty for clearinghouses. [read post]
14 Aug 2023, 4:58 am
Shihara was charged with controlling person violations.In a press release at the time the SEC’s civil charges were announced, SEC Chair Gary Gensler suggested that federal securities laws are reasonably clear and that the main problem with crypto markets is noncompliance. [read post]
14 Dec 2022, 5:12 am
The SEC said Bankman-Fried engaged in ever-larger diversions of FTX customer funds to prop up Alameda, which diversions took several forms, including: (1) telling FTX customers to deposit fiat currency in bank accounts under Alameda’s control; and (2) permitting Alameda to draw from a “virtually limitless ‘line of credit’” at FTX.According to SEC Chair Gary Gensler, commenting via press release, “[t]he alleged fraud committed by Mr. [read post]
Proposed rules enhance regulation of private fund advisers and bolster cybersecurity risk management
10 Feb 2022, 9:56 am
Supporting the proposal, SEC Chair Gary Gensler noted that private funds and their advisers account for over $18 trillion in gross assets and that the proposal would promote more efficiency, competition, and transparency in this marketplace.First, the proposal would require registered private fund advisers to issue a quarterly statement providing investors with details of fees and expenses paid by the fund and compensation paid to the adviser. [read post]
16 Oct 2023, 7:48 am
"Securities lending played a role in the 2008 financial crisis, and, currently, the securities lending market is opaque,” said SEC Chair Gary Gensler. [read post]
1 Mar 2023, 5:07 am
,” the firm wrote in a memorandum in opposition to the motion to dismiss.The firm added that it will stop using the Ethereum Network and Ether DCU if such use constitutes unregistered securities transactions under the Federal Securities Act of 1933 (the “Securities Act”).As evidence of regulatory uncertainty, the firm said that SEC Chair Gary Gensler recently stated in an interview with New York Magazine that “everything other than bitcoin” is a… [read post]
3 May 2021, 7:49 am
The conference itself arose from President Biden’s 2021 appointment of Gary Gensler as SEC Chair, Gensler’s having made ESG Disclosures one of his priorities, and the Commission’s determination to mandate ESG disclosures for companies.Overall theme of conference. [read post]
3 Nov 2022, 6:31 am
SEC Chair Gary Gensler suggested that the classification part of the proposal would keep funds honest about which of their assets are truly liquid, analogizing the problem to his inability to classify gummy bears as fruit. [read post]
26 May 2022, 2:21 am
As the fund industry has developed, gaps in the current Names Rule may undermine investor protection," said SEC Chair Gary Gensler. [read post]
