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3 Aug 2021, 7:35 am by John Jascob
By Amanda Maine, J.D.SEC Chair Gary Gensler fired back at the People’s Republic of China, which recently placed restrictions on China-based companies raising capital offshore. [read post]
3 Aug 2021, 3:30 am by David Lynn
Last week, SEC Chair Gary Gensler gave a speech at a celebration for National Whistleblower Day, which commemorates the first U.S. whistleblower law that was passed unanimously on July 30, 1778. [read post]
2 Aug 2021, 12:09 pm by Geoff Schweller
On July 29, SEC Chair Gary Gensler spoke at the National Whistleblower Center’s National Whistleblower Day 2021 celebration. [read post]
2 Aug 2021, 8:00 am by Savage Villoch Law, PLLC
In fact, this past Wednesday, July 28th, SEC Chair Gary Gensler spoke at length on the regulator’s ESG and climate risk disclosure plans as part of a Principles for Responsible Investment (PRI) event. [read post]
1 Aug 2021, 10:04 am
SR-NASDAQ-2020-081; SR-NASDAQ-2020-082)Statement on the Commission’s Approval of Nasdaq’s Proposal for Disclosure about Board Diversity and Proposal for Board Recruiting Service by SEC Chair Gary Gensler... [read post]
30 Jul 2021, 12:32 pm by Ajay Sarma, Christiana Wayne
SEC Chair Gary Gensler also instructed staff to “engage in targeted additional reviews of filings for companies with China-based operations. [read post]
30 Jul 2021, 5:48 am
Posted by Daniele Macciocchi (University of Miami), on Thursday, July 29, 2021 Tags: Corporate Social Responsibility, Environmental disclosure, ESG, Institutional Investors, Responsible investing, Stakeholders, Sustainability Remarks by Chair Gensler Before the Principles for Responsible Investment “Climate and Global Financial Markets” Webinar Posted by Gary Gensler, U.S. [read post]
30 Jul 2021, 3:15 am by Liz Dunshee
As we all know, SEC Chair Gary Gensler also has an ambitious agenda. [read post]
29 Jul 2021, 3:04 pm by Geoff Schweller
”  SEC Chair Gary Gensler: “The tips, complaints, and referrals that whistleblowers provide are crucial to the Securities and Exchange Commission as we enforce the rules of the road for our capital markets. [read post]
29 Jul 2021, 7:26 am by John Jascob
By Matthew Garza, J.D.Citing investor demand and the need to keep up with the times, SEC Chair Gary Gensler made a call for SEC action to propose standardized climate change disclosures by the end of this year. [read post]
28 Jul 2021, 3:15 am by Liz Dunshee
SEC Chair Gary Gensler made his Twitter debut earlier this week – joining Commissioners Peirce and Lee on one of the world’s best platforms for arguing with strangers. [read post]
23 Jul 2021, 2:00 pm by Geoff Schweller
The event will span three days, from July 28 to July 30, and will highlight intriguing whistleblower stories, useful resources, and high-profile speakers such as SEC Chairman Gary Gensler, DOL Secretary Marty Walsh, and Senator Charles Grassley. [read post]
23 Jul 2021, 12:55 pm
House Appropriations Committee (SEC Chair Gary Gensler)NYS Court Finds No Employment Status at AXAIn the Matter of the Claim of Dennis Lee, Appellant. [read post]
21 Jul 2021, 10:29 am by Ana Popovich
Gary Gensler, the Chair of the SEC, will be delivering keynote remarks at the National Whistleblower Center’s virtual event celebrating National Whistleblower Day 2021. [read post]
20 Jul 2021, 7:10 am by John Jascob
However, the organization praised Chair Gary Gensler for announcing that the SEC would revisit the proxy advisor rule. [read post]
16 Jul 2021, 8:05 am by Astarita
The Securities and Exchange Commission today announced the appointments of Corey Klemmer, Adam Large, Mika Morse, Sirimal Mukerjee, and Sai Rao to Chair Gary Gensler's policy staff, led by the Policy Director Heather Slavkin Corzo. [read post]