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26 Aug 2009, 2:52 pm
Several powerful lobbying groups for the banking industry paid congressional representatives nearly $300,000 in the days before and after they voted this year on an important consumer-friendly credit card bill that the banking industry strongly opposed. [read post]
22 Nov 2022, 11:35 am
In Seyfarth’s seventh installment of the 2022 Trade Secrets Webinar Series, Seyfarth partners Jeremy Cohen and Kevin Mahoney focused on trade secret and client relationship considerations in the banking and financial services industry. [read post]
28 Mar 2018, 12:33 pm
In Seyfarth’s second installment in its 2018 Trade Secrets Webinar Series, Seyfarth attorneys Scott Humphrey, Erik Weibust, and Marcus Mintz focused on trade secret and client relationship considerations in the banking and financial services industry, with a particular focus on a firm’s relationship with its FINRA members. [read post]
14 Jul 2016, 7:16 am
Head over to the Mad Clientist – they run through some of their search in industries ranging from banking and energy to pharma and tech: “Clients want relationships. [read post]
14 Aug 2018, 6:00 am
The average bank has 160 regulations, causing them to undergo continuous pressure to comply with the latest requirements. [read post]
5 Dec 2011, 9:56 am
All together, the major banks directly finance the loans and operations of (at minimum) 38% of the entire payday lending industry, based on store locations. 7. [read post]
8 May 2024, 7:16 pm
McMillan is senior vice president of Silicon Valley Bank and founder of its wine industry financing division. [read post]
14 May 2020, 12:09 am
The HKMA has now released the common assessment framework under Phase 1, following feedback received from the banking industry. [read post]
9 Aug 2014, 2:19 pm
., The Compelling Case for Stronger and More Effective Leverage Regulation in Banking (June 9, 2014). [read post]
4 May 2010, 8:22 am
” Industries Poised for Growth [read post]
10 Mar 2009, 2:59 am
District Court for the District of Columbia on Monday seeking a preliminary injunction against James Wohlgemuth pending the outcome of an arbitration proceeding before the Financial Industry Regulatory Authority.Wohlgemuth worked as a financial adviser in Deutsche Bank's Washington, D.C., branch office for almost 22 years before "abruptly" resigning to work at Morgan Stanley on March 6, the bank claims.According to the suit, Wohlgemuth poached two Deutsche… [read post]
22 Nov 2011, 4:06 pm
“In particular, his leadership as acting president and CEO over the past year has provided a positive and stabilizing influence for our organization and our membership during what has been a challenging time for our economy, our industry, and the cooperative. [read post]
1 Jul 2010, 10:25 am
FINRA has barred a former advisor from Deutsche Bank from the securities industry for manipulating the stock price of Monogram Biosciences (MGRM). [read post]
4 Nov 2018, 4:12 pm
Smart firms will learn from industry. [read post]
24 Jul 2010, 9:05 am
Last year the bankers showed the life insurance industry something and REALLY ran up the score, shellacking the structured settlement companies by the score of 140-0. [read post]
1 Jun 2015, 8:24 pm
According to Bank Investment Consultant, the Financial Industry Regulatory Authority (FINRA) has expelled Mr. [read post]
31 Mar 2021, 11:10 am
Many of those services are aimed at consumers who are under-banked or not banked. [read post]
12 Jun 2023, 10:30 pm
Bank Failure Resource Kit assembles Practical Guidance resources covering topics related to the recent bank failures. [read post]
20 Dec 2017, 8:01 pm
A new Banking Code of Practice has been developed and sent to ASIC for approval. [read post]
31 Mar 2019, 8:08 am
House Committee Approval Just the Beginning Los Angeles cannabis banking attorneys and industry advocates have long been vocal about the need for a means for marijuana businesses to have access to legal banking and insurance coverage, but this is the farthest those discussions have ever gotten. [read post]
