Search for: "In Re Securities and Exchange Commission"
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10 Apr 2020, 3:00 am
Chamber of Commerce and the Business Roundtable, the Securities and Exchange Commission is considering new rules that could thwart efforts to mandate public disclosures of corporate political money. [read post]
9 Apr 2020, 10:23 am
Top public health officials said they’re starting to see improvements in some of the U.S. [read post]
6 Apr 2020, 1:36 pm
If we’re lucky enough to hire you, you’ll be a part of the Center’s four-person leadership team, where you’ll help shape the Center’s overall programming and strategy. [read post]
3 Apr 2020, 3:00 am
The inquiry, which is being done in coordination with the Securities and Exchange Commission, has so far included outreach from the FBI to U.S. [read post]
2 Apr 2020, 9:05 pm
Securities and Exchange Commission (SEC) announced temporary regulations aimed at providing relief to certain entities that issue securities by extending the current filing deadlines related to Regulation Crowdfunding and Regulation A exemptions. [read post]
2 Apr 2020, 4:14 pm
The Commission recognized that the need to comply with Exchange Act regulations pertaining to transfer agents under Section 17A and Section 17(f) may present compliance issues by those affected by COVID-19 (Order Under Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder, Release No. 34-88448, March 20, 2020). [read post]
1 Apr 2020, 3:08 pm
Securities and Exchange Commission (SEC) is investigating Oklahoma explorer Alta Mesa Resources Inc. [read post]
30 Mar 2020, 12:12 pm
If we’re lucky enough to hire you, you’ll be a part of the Center’s four-person leadership team, where you’ll help shape the Center’s overall programming and strategy. [read post]
25 Mar 2020, 10:16 am
Securities and Exchange Commission Chairman Jay Clayton, the SEC’s Division of Enforcement has made the protection of Main Street investors its overarching priority. [read post]
23 Mar 2020, 2:06 pm
The event will be hosted by: Jennifer Daskal, Professor and Faculty Director of the Tech, Law & Security Program at American University Washington College of Law; Danielle Citron, Professor at Boston University School of Law; and Nathaniel Gleicher, Head of Security Policy at Facebook. [read post]
23 Mar 2020, 1:48 pm
We’ve been reading with great interest blog posts and articles published by several of the law firms that regularly represent large companies in corporate America, and which provide counsel regarding new areas of focus and change in order for directors and officers (D&O) of public companies to effectively conduct their duties, as well as to minimize their potential liability exposure to Securities Exchange Commission (SEC) scrutiny and private civil litigation… [read post]
20 Mar 2020, 1:00 am
The Securities and Exchange Commission’s Enforcement Division has implemented an emergency policy of “either requiring or strongly encouraging telework for its personnel, depending on their individual circumstances and each employee’s physical proximity to the workstations of two suspected COVID-19 cases,” David Mendel, an SEC assistant chief litigation counsel, said in a letter to U.S. [read post]
16 Mar 2020, 2:33 pm
We’ve combed through the transcript from the debate to present the national security-related exchanges. [read post]
16 Mar 2020, 1:54 pm
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
16 Mar 2020, 8:04 am
Here is my submission to the OPC consultation. ______________________________________________ Thank you for the opportunity to provide input into the OPC’s consultation on artificial intelligence (AI) as it relates specifically to the Personal Information Protection and Electronic Documents Act (PIPEDA). [read post]
16 Mar 2020, 8:04 am
Here is my submission to the OPC consultation. ______________________________________________ Thank you for the opportunity to provide input into the OPC’s consultation on artificial intelligence (AI) as it relates specifically to the Personal Information Protection and Electronic Documents Act (PIPEDA). [read post]
5 Mar 2020, 8:17 pm
And again, that “or” in “cryptography, data security, or AI” means that the Commission could end up including zero cryptography experts. [read post]
5 Mar 2020, 1:49 pm
Securities and Exchange Commission (SEC) announced that actor and famed martial artist Steven Seagal pumped up an initial coin offering (ICO) without telling investors he was getting paid a promotional fee to do so. [read post]
5 Mar 2020, 2:03 am
To help – we’re posting memos about COVID-19 implications in our “Risk Management” Practice Area. [read post]
4 Mar 2020, 7:37 am
It pays to know the buyers in the area and what types of assets they’re looking for. [read post]
