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16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
15 Jun 2016, 8:08 am
Reading the incoming request letter, and the staff’s response and the Companion C&DIs in pari materia tell Citizen VC’s plans and also reveal the staff’s views about several of the most important issues: (1) The quality of the relationship between an issuer (or its agent) and an investor is the most important factor in determining if a “substantive” relationship… [read post]
8 Jun 2016, 2:49 pm
On May 23, 2016, in an interesting development in one of the more high profile lawsuits to arise out of the financial crisis, the Second Circuit reversed the $1.27 billion civil penalty that Southern District of New York Judge Jed Rakoff imposed on Countrywide and several related defendants in a case involving the company’s sale of mortgages to government sponsored entities. [read post]
2 Jun 2016, 9:30 pm
Despite these failings, the TSA has remained confident that it will be able to create a better security system through further development and promotion of risk-based security initiatives like PreCheck. [read post]
1 Jun 2016, 11:08 am
You can read the full, depressing press release here. [read post]
1 Jun 2016, 5:43 am
-Laurel Sutton Senior Strategist & Linguist at Catchword Brand Name Development The short answer: No one knows. [read post]
24 May 2016, 1:49 pm
Balfour Beatty Infrastructure, Inc. [read post]
24 May 2016, 1:49 pm
Balfour Beatty Infrastructure, Inc. [read post]
23 May 2016, 5:51 am
Underground Solutions, Inc. v. [read post]
21 May 2016, 5:42 am
Paytime, Inc., 90 F. [read post]
19 May 2016, 7:43 am
Brian Weissenberg, Institute of Scrap Recycling Industries, Inc.: Exactly—last year, when we asked for phone unlocking, phone co. said we rely on DRM to protect our business model, but that’s not a © interest. [read post]
18 May 2016, 4:49 pm
(Environ Health Associates, Inc. and its partner ScoringAg are developing a streamlined computer based system to effectively track both the supply chain and food safety requirements associated with the new rules, and a HACCP Alliance accredited program of instruction specifically for the small to medium-sized exempt grinding facilities. [read post]
5 May 2016, 5:05 am
Many read it, and some fans learned the language – even fluently – and began to speak it to each other, pushing the boundaries and developing it further. [read post]
2 May 2016, 8:54 pm
Congress when it developed DMCA was prescient in dividing responsibilities. [read post]
1 May 2016, 1:49 pm
RIME is a well known street artist who has been resident in Brooklyn. [read post]
27 Apr 2016, 9:26 pm
This often means that the plaintiff shareholder is not an individual but is instead a sophisticated institutional investor—which is to say a real client. [read post]
25 Apr 2016, 3:01 pm
Supreme Court’s twin 2014 decisions in Highmark Inc. v. [read post]
25 Apr 2016, 5:00 am
Friday Fantasies The Amerikat breaks off from fantasies about reading patent judgments and Brazilian beaches to bring you a roundup of the week's IP news. [read post]
22 Apr 2016, 4:04 pm
Shipped in 5-pound boxes, the recalled meat can be identified by the package code of 120106 and label language that reads: “LORIGO BRAND BEEF PATTIES KEEP FROZEN THE MEATING PLACE INC. [read post]
22 Apr 2016, 3:20 pm
The item was shipped to retail and institutional locations in the Buffalo, NY area. [read post]
