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19 Aug 2021, 11:21 am
Second, some, including, Andy Pitts-Tucker, the managing director of the ESG Ratings & Advisory sector at Apex Group, have described the data as inherently unreliable because it is not as concrete as other metrics that companies are already required to report like financial data. [read post]
10 Sep 2017, 7:00 am
The center will also manage a “community resilience fund” to support local intervention programming and research. [read post]
15 Oct 2019, 1:01 am
Despite the adverse health outcomes in humans, PFAS has largely managed to escape regulation. [read post]
13 Nov 2014, 11:00 am
On Tuesday, we had the pleasure of welcoming David Ackert of The Ackert Advisory for a special webinar presentation on Development Strategies for Associates. [read post]
5 Dec 2015, 7:54 am
” It is unclear from the regulatory filings what companies were invested in but from publicly available information, Morgan’s brokercheck disclosures reveal several outside business activities including US College Planning, W&C Business Management, Strategis Wealth Consulting, and Strategis Wealth Advisory Group. [read post]
17 May 2010, 1:58 pm
in an area which is flush with cash and will invest heavily in government-led infrastructure and provide “huge consulting fees for foreign advisory firms. [read post]
4 Apr 2023, 7:27 am
The company, which has offices in the United States, Europe, the U.K., Asia, and Latin America, will combine management teams and invest in unified global products based on the complementary strengths of both firms. [read post]
4 Apr 2018, 11:28 am
Staff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsStaff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsDalia Blass, Director, Division of Investment Management, US Securities and Exchange CommissionIn a staff letter to the Investment Company Institute and Asset Management Group, Blass addressed potential issues the SEC has identified concerning registered funds and products focused on cryptocurrency. [read post]
5 Oct 2017, 5:20 pm
Some investment! [read post]
15 Jan 2016, 6:16 am
The meeting was set up by Southern Strategy Group, a lobbying firm that represents MCNA Dental, to discuss legislation that would eliminate dental services from the list of health care services that managed care plans are required to offer beneficiaries. [read post]
12 Aug 2009, 8:22 am
Buyouts that demand substantial equity investments, such as the $900 million injected into the failed Florida lender BankUnited Financial by a private equity group that included WL Ross & Co., the Carlyle Group, and Blackstone, often require several private equity firms to club together to come up with enough capital. [read post]
8 Apr 2022, 2:05 am
Counsel, KAYAK Hotels (Fully Remote Option), OpenTable / KAYAK (Fully Remote Option) Investment Management Counsel, New England Legal Search (Boston, MA) Vice President, Industrial Relations, Paramount (Los Angeles, CA) Counsel, Business and Legal Affairs, Consumer Products, Paramount (New York, NY) In-House Counsel, Elegant Reflections, LLC (Houston, TX) Associate Attorney (M&A), Acquco (New York, NY) Assistant General Counsel, Center for Internet Security, LLC (Remote)… [read post]
29 Feb 2024, 12:02 pm
The Chairman also served on the board’s loan, investment, and marketing committees. [read post]
9 Jul 2010, 11:37 am
There was no mention of any broker dealer of investment advisory affiliation in Rhonda Bentzen's email solicitation either. [read post]
13 Oct 2009, 11:31 am
She also represented a securities dealer in a custodial agreement relating to $50 billion in securities and has counseled the United States branch offices of a European bank on fiduciary duties with respect to their trust, investment advisory and custodial accounts. [read post]
16 Apr 2021, 3:00 am
Madoff, who at one time was the chairman of the Nasdaq, defrauded billions of dollars from clients of his investment advisory business over several decades by fabricating stock trades and paying returns with other client’s money. [read post]
5 Nov 2009, 11:10 am
Thus, the Amendment sets up state oversight of investment advisers with up to $100 million in assets under management. [read post]
6 Aug 2012, 7:02 pm
A Fellow in the American College of Employee Benefit Council, immediate past Chair of the American Bar Association (ABA) RPTE Employee Benefits & Other Compensation Group and current Co-Chair of its Welfare Benefit Committee, Vice-Chair of the ABA TIPS Employee Benefits Committee, a council member of the ABA Joint Committee on Employee Benefits, and past Chair of the ABA Health Law Section Managed Care & Insurance Interest Group, Ms. [read post]
23 Feb 2011, 9:30 am
The groups said that the proposal has already driven community banks to reevaluate the services provided to municipalities.Section 975 exempts from registration as municipal advisors, firms and individuals that are registered as investment advisers under the Investment Advisers Act. [read post]
18 Nov 2023, 3:00 am
READ MORE Feds Issue Warning on Ransomware Group Targeting Public Sector The FBI and CISA, along with the MS-ISAC, issued a joint advisory explaining Rhysida ransomware actors’ known tactics, techniques and procedures and indicators of compromise — and ways to better defend. [read post]
