Search for: "JOHN DOE ENTITIES" Results 881 - 900 of 3,199
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18 Sep 2019, 9:52 pm by Kevin LaCroix
I would like to thank John for allowing me to publish his guest post on this site. [read post]
8 Nov 2010, 1:23 pm by David Lat
The new entity will be led by Squire Sanders chairman James Maiwurm, who will serve as global chair and CEO. [read post]
9 Feb 2023, 9:05 pm by Zoe Stern
Under current rules, the SEC prohibits employees from owning financial interest in an entity that the SEC directly regulates but does not prohibit employees from owning financial interest in pooled investment vehicles, such as mutual funds. [read post]
19 Sep 2014, 7:08 am by MBettman
 Justice O’Donnell has recused himself from the case; Judge John Wise of the Fifth District Court of Appeals will sit in his stead. [read post]
25 Jul 2009, 8:52 am
District Courts that rejected the SEC's claims of Section 5 violations in the hedging of "PIPEs" securities. [2] The "Swap" Transactions Christopher Zacharias and John Carley (the "Option Holders") were officers and directors of Starnet Communications International, Inc. [read post]
13 Nov 2023, 4:57 pm by INFORRM
But the inconvenient legal truth is this: this court does not have the function of punishing him. [read post]
29 Jan 2021, 12:39 pm by John Ross
In criminal statutes, does the word "willfully" mean "on purpose" or "with bad intent"? [read post]
2 Apr 2009, 4:59 am
Had these lawyers, in consideration of their political futures, chosen not to represent such people or entities, we Americans would not have many of the liberties we cherish. [read post]
6 Aug 2015, 6:21 pm by Kevin LaCroix
John Reed Stark is President of John Reed Stark Consulting LLC, a data breach response and digital compliance firm. [read post]
24 Apr 2015, 3:01 pm by Venkat Balasubramani
” While the underlying information obtained using the service may be, there is no allegation that any of the information provided by LinkedIn (e.g., “John Doe and Jane Doe may have overlapped at Acme Corporation; contact Jane to find a reference about John”) figured in an employment decision. [read post]
20 Oct 2023, 12:30 pm by John Ross
And so does the Fifth Circuit, explaining that the Constitution doesn't apply, given that Nasdaq is a private entity, and the SEC acted within its authority in approving the rules. [read post]