Search for: "Morgan Stanley "
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4 Oct 2010, 5:11 am
Bankers too big to be fired; Morgan Stanley gives quirky employee the boot; James Surowiecki on our basic impulse, procrastination. [read post]
22 Jun 2011, 2:39 pm
Morgan Stanley and Guggenheim Partners were brought in after the online video service received a bid from an unidentified suitor. [read post]
11 Jun 2012, 11:33 am
Morgan Stanley (SD Ind., Barker), a 23-page opinion, Circuit Judge Flaum... [read post]
17 Sep 2007, 10:50 am
Morgan Stanley (civil case) [uploaded: 09/17/2007] [read post]
29 Mar 2011, 5:58 am
Barclays Capital has hired Josh Connor from Morgan Stanley to head its global transportation investment banking practice. [read post]
12 Oct 2008, 10:00 pm
Just another Sunday on Wall Street: This week it's Morgan Stanley going down.... [read post]
10 May 2013, 3:51 pm
The WSJ opined today: For the sin of steering the bank through the disaster intact, the JP Morgan Chase chairman and CEO now finds himself the target of a political campaign to weaken his authority... [[ This is a content summary only. [read post]
20 Mar 2018, 12:03 pm
Morgan Stanley has settled 13 of the claims and paid the customers approximately $2.5 million. [read post]
12 Jul 2018, 8:00 am
Update: Morgan Stanley Advisor Cornelius Peterson – Fraud Charges According to reports, Cornelius Peterson, 29, a former Morgan Stanley advisor, was sentenced to 20 months in prison on June 28 after he admitted that he misused client funds to invest in and support a wind farm project that a friend had decided to start. [read post]
31 May 2017, 6:06 am
Since May 2008, Connell was associated with Morgan Stanley. [read post]
14 Jun 2017, 12:51 pm
Wells Fargo and Morgan Stanley hit with $1.8 million in claims Two NFL players have hit Wells Fargo and Morgan Stanley with $1.8 million in claims, accusing the firms of not properly supervising a former broker and Miami Beach nightclub owner, Aaron Parthemer. [read post]
2 Jun 2014, 7:35 am
On May 27, Judge Laura Taylor Swain of the Southern District of New York granted Morgan Stanley’s motion for reconsideration and dismissed as time-barred claims brought by certain named plaintiffs (the New Plaintiffs) first added to the case more than a year after it was originally filed. [read post]
22 Sep 2008, 8:46 am
Morgan Stanley's leverage ratio is currently 30:1 and Goldman's 22:1, so they will be shrinking their balance sheets. [read post]
25 Mar 2016, 7:00 am
A former risk officer at Morgan Stanley Smith Barney LLC has filed suit claiming he was fired for reporting a variety of infractions by the firm's registered representatives, including the churning of preferred securities by a star broker the firm recruited last year from rival Bank of America Merrill Lynch.Chief among the claims was that late last year, he discovered that one of the firm's newest wealth managers “was flipping preferred securities in a manner that… [read post]
28 Sep 2010, 8:00 am
Contact another company listed on our online Corporate Spending Tracker and tell them to follow Morgan Stanley's example. [read post]
26 Jan 2015, 10:42 am
Morgan Stanley, No. 13-0627-cv, 2015 WL 136213 (2d Cir. [read post]
8 Jul 2010, 1:04 pm
Morgan Stanley agreed to a settlement totaling $102 million following an investigation by Massachusetts Attorney General, Martha Coakley, involving Morgan Stanley’s securitization and subprime loan financing. [read post]
15 Sep 2021, 5:48 am
Hutkin was terminated by his employer, Morgan Stanley, for these allegations. [read post]
23 May 2012, 7:27 am
"The suit follows reports Tuesday that analysts at Morgan Stanley and Goldman Sachs Group Inc. cut their revenue forecasts on Facebook amid the investor roadshow, a change that wasn't widely disseminated. [read post]
17 Jul 2011, 1:54 pm
It also has authority to borrow from the Treasury, which it did in late 2008 (after TARP was past), and indeed it was an FDIC guarantee program, NOT the TARP, which mostly stabilized the industry — Goldman Sachs and Morgan Stanley, for instance, became and remained bank holding companies, not to access the TARP (which they were allowed to do without becoming BHCs), but to access the FDIC guarantee program. [read post]
