Search for: "National Securities Clearing Corporation"
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14 Jun 2021, 11:49 am
Visit our Events Calendar to learn about upcoming national security events, and check out relevant job openings on our Job Board. [read post]
11 Jun 2021, 5:42 pm
One of the most interesting is the acceleration in the transformation of the character of corporate or enterprise governance. [read post]
11 Jun 2021, 10:06 am
Visit our Events Calendar to learn about upcoming national security events, and check out relevant job openings on our Job Board [read post]
11 Jun 2021, 8:31 am
It gives the secretary of commerce the ongoing responsibility to evaluate any transactions involving “connected software applications” that pose a threat to U.S. national security. [read post]
10 Jun 2021, 6:13 am
This report details the work of the leading organizations in this field, the World Economic Forum, the National Association of Corporate Directors (NACD) and the Internet Security Alliance (ISA), along with our global partners and our project adviser, PwC; in it we share our consensus-based, principled approach to delivering successful cyber-risk governance at board level. [read post]
9 Jun 2021, 8:28 am
Senate passes sweeping bill to address China tech threat).It is not clear whether the Chinese authorities will be able to develop a countering strategy that as effectively (at east potentially) blends the contemporary currents of institutional behaviors and collective principles at the heart of the US Two Thrust strategy. [read post]
9 Jun 2021, 6:00 am
Kitchen was involved in finance for over 45 years, mainly with U.S. corporations. [read post]
8 Jun 2021, 2:00 pm
” The six principles are also included in the Dodd-Frank Act (DFA) which established the highly successful Securities and Exchange Commision (SEC) Whistleblower Program. [read post]
8 Jun 2021, 2:00 pm
” The six principles are also included in the Dodd-Frank Act (DFA) which established the highly successful Securities and Exchange Commision (SEC) Whistleblower Program. [read post]
4 Jun 2021, 1:40 pm
(White House Issues Amended Executive Order).The basis was national security and builds on the work of the last months of the Trump Administration. [read post]
3 Jun 2021, 5:42 am
SECURITY AND TRUSTS/AGENCY To date, there is not a clear understanding of UAE law relating to the recognition of foreign agency or trusts. [read post]
29 May 2021, 7:40 am
Our responsibilities include 28,000 registered entities, more than 3,700 broker-dealers, 24 national securities exchanges, seven clearing agencies, and more than 2,300 filings from self-regulatory organizations. [1] Those $100-trillion capital markets affect nearly every American. [read post]
28 May 2021, 1:27 pm
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS Samantha Beasley Wells Fargo Clearing Services, LLC Annie Boghossian J.P. [read post]
28 May 2021, 12:19 pm
Jason Anderson Merrill Lynch, Pierce, Fenner & Smith Incorporated LPL Financial LLC Solomon Apprey Pruco Securities, LLC AXA Advisors, LLC Ronald Bartsch Union Capital Company Liberty Partners Financial Services, LLC Spyridon Chandrinos Millennium Advisors, LLC Nelson Polun Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Jeffrey… [read post]
28 May 2021, 10:52 am
LPL Financial LLC Zachary Bader National Securities Corporation Craig Scott Capital, LLC Peter Brown Oppenheimer & Co. [read post]
26 May 2021, 11:11 am
The China Banking Association, the National Internet Finance Association of China, and the Payment & Clearing Association of China jointly announced that their members, Chinese banks and payment and lending platforms, would be prohibited from providing services related to cryptocurrencies. [read post]
25 May 2021, 9:03 pm
The message is very clear: we need to encourage domestic participation in elevating the importance of food safety,” Gopalan said. [read post]
25 May 2021, 4:00 am
On May 10th, encouraging reports out of the U.K. tell us that “Government considers plans to create national hub for court judgments. [read post]
21 May 2021, 4:00 am
The case appears to focus on the Republican National Committee (RNC) and its two senior leaders, and possibly members of Congress. [read post]
21 May 2021, 2:48 am
NSI Act passed into law – but not expected to be fully effective until Q4 Significant changes in the UK Government’s ability to review transactions based on national security concerns Transacting parties need to be aware of the mandatory notification provisions now Parities may also need to consider voluntary notifications including in connection with licencing deals On 29 April 2021 the National Security and Investment Act 2021 (the “NSI… [read post]
