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2 May 2011, 11:23 pm
Alvin Waino Gebhart Jr., formerly with AFA Financial Group, LLC in Calabasas, California, was barred from association with any FINRA member and Donna Traina Gebhart, formerly with AFA Financial Group, LLC in Calabasas, California, was suspended from association with any FINRA member for one year and fined $15,000 in connection with engaging in private securities transactions without approval of their firm. [read post]
17 Apr 2011, 12:39 pm
Roth | President and CEO, National Futures Association Sponsored by Telluride Asset Management LLC 3:00-3:45 Coffee Break Sponsored by Bank of America Merrill Lynch 3:45-4:30 The Lessons Learned from Madoff- Mike Ocrant | Director, Alternative Investment Conferences, Conference Group, Institutional Investor Co-Author of No One Would Listen Sponsored by: Horizon Cash Management 4:30-5:00 Protecting Your Intellectual Property- Alex Montagu | Montagu Law, P.C. [read post]
15 Apr 2011, 10:33 am
Solutions LLC v. [read post]
4 Apr 2011, 7:45 pm
Kinecta Federal Credit Union is one of the nations largest credit unions, with approximately $3.5 billion in assets and more than 220,000 members nationwide. [read post]
4 Apr 2011, 7:08 pm
One of the IP intermediary models we discussed, the Institutional IP Aggregator seems to be thriving. [read post]
4 Apr 2011, 9:02 am
$271,000 K-One Investment Co. [read post]
1 Apr 2011, 3:24 am
Google (Technology & Marketing Law Blog) Groupon – Groupon hit with two Lanham Act Lawsuits, and one takes Google along for the ride: Groupion, LLC v. [read post]
30 Mar 2011, 7:00 am
In the event the adviser becomes aware of any credit information about a portfolio security or an issuer of a portfolio security that suggests that the security is no longer a first-tier security or a second-tier security, as the case may be, the board (or its delegate) would have to reassess promptly whether the portfolio security continues to present minimal credit risks. [read post]
28 Mar 2011, 7:02 pm
The Lehman holding company filed under Chapter 11 in New York on Sept. 15, 2008, and sold office buildings and the North American investment banking business to Barclays Plc one week later. [read post]
26 Mar 2011, 12:49 am
Aurora Bank of America Carrington Chase Citi GMAC/Homecomings HSBC Lender Business Processing Services Litton Ocwen One West Bank PNC/National City Saxon Select Portfolio Servicing SunTrust US Bank Wells Fargo/Wachovia Local, HUD-approved nonprofit counseling organizations onsite include: Affordable Housing Centers of America Arizona Latino Commission Chicanos Por la Causa Community Housing Resources of Arizona Community Services of Arizona GreenPath Help4Kidz … [read post]
21 Mar 2011, 6:16 pm
Finally, FAFs investment portfolio appears to be much more conservative. [read post]
19 Mar 2011, 4:00 pm
One-Blue, LLC is a company which has been established for the purpose of administering a one-stop shop licensing program for patents essential to Blu-ray Disc™ (BD) products. [read post]
8 Mar 2011, 1:08 am
A third party, WestCorp Management Group One, Inc. [read post]
7 Mar 2011, 3:42 am
Crosstown Music Company 1, LLC v Rive Droite Music Limited, Mark Taylor and Paul Barry (jiplp) Doh! [read post]
6 Mar 2011, 8:59 am
He previously served as Chairman and CEO of Tandem Healthcare, a former Behrman Capital portfolio company. [read post]
6 Mar 2011, 8:59 am
He previously served as Chairman and CEO of Tandem Healthcare, a former Behrman Capital portfolio company. [read post]
20 Feb 2011, 9:44 pm
§ 112, 2nd Paragraph (Patent Docs) Summary of false marking settlements May – December 2010 (GRAY on Claims) Article One announces $25,000 bonus for 2010 (Article One Partners Blog) Should I request ex parte or inter partes reexamination? [read post]
19 Feb 2011, 3:32 pm
M-I LLC, 514 F.3d 1244, 1256 n.7 (Fed. [read post]
17 Feb 2011, 6:59 pm
Acceleron LLC, 587 F.3d 1358, 1362 (Fed. [read post]
15 Feb 2011, 8:32 am
The first alternative recommended by the staff is to have Congress create one or more SROs to regulate investment advisers under the SEC’s supervision. [read post]
