Search for: "Registration Private (5)"
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17 Aug 2010, 11:50 am
Section 11 of the Securities Act provides that the persons who sign a registration statement, the directors of the issuer, the underwriters and the experts who consent to be named in the registration statement are liable to purchasers of the securities sold under a registration statement for omissions and misstatements in the registration statement, subject to certain defenses. [read post]
7 Mar 2023, 8:55 am
" Sections 1.420(2) and 1.420(3) create confusion regarding registration of firearms by purporting to invalidate federal registration and tracking requirements. [read post]
14 May 2021, 4:00 am
The search warrants suggest the investigation is concentrating on his dealings in Ukraine, including whether he violated the Foreign Agents Registration Act (FARA). [read post]
12 Jun 2016, 1:18 pm
(University of California at Irvine); ZUMBANSEN, Peer (King’s College London).Organisation:BHANDARI, Helen (TLI Coordinator); FAMA, Ada (King’s College London, Student Organiser–Programming); EDER, Niklas (King’s College London, Student Organiser –Jessup materials).Countries/Presenters:Canada: 5; U.S.: 8; Hong Kong: 1; Australia: 1; Germany: 2; India: 1; UK:5; The Netherlands: 1__________ [read post]
17 Nov 2014, 1:16 am
He pointed out that unlike the law relating to public highways and private rights of way, registration as a town or village green does not depend on the actual or presumed grant of rights. [read post]
28 Jun 2013, 8:09 am
Some have suggested that Section 5’s burdens will just be replaced by new burdens the states will assume as they defend lawsuits, brought by DOJ or private parties under Section 2, to challenge voting changes DOJ previously would not have precleared under Section 5. [read post]
28 Sep 2018, 10:50 am
This is the beginning of a project to allow for charities registration in multiple states. [read post]
2 Oct 2009, 4:04 am
The Private Fund Investment Advisers Registration Act would require the registration of all hedge fund and private equity managers and mandate certain recordkeeping and disclosure requirements. [read post]
6 Feb 2012, 9:46 am
Due to space limitations pre-registration for the symposium is required and begins on Friday 02/10/2012. [read post]
6 Feb 2012, 9:46 am
Due to space limitations pre-registration for the symposium is required and begins on Friday 02/10/2012. [read post]
2 Aug 2012, 6:26 am
Papers will be precirculated electronically to all registrants. [read post]
2 May 2012, 8:36 am
In 2001, O.C. opened a nightclub on the property, and by 2004 it had a pier for private boats. [read post]
31 Aug 2009, 10:50 pm
Resort Option Enterprises, Inc., Oppositions Nos. 91174767 and 91174768 [Section 2(d) opposition to registration of the mark PANDA TRAVEL in standard character and design form for "travel agency services, namely making reservations and bookings for transportation" [TRAVEL disclaimed] based upon alleged prior use of the mark PANDA TRAVEL for "travel agency services"].September 15, 2009 - 11 AM: In re Apollo Real Estate Acquisition LLC, Serial No. 77466914 [Section 2(d)… [read post]
30 Apr 2024, 3:30 am
Violations by or through public or private companies with 50 or more employees related to healthcare fraud or illegal healthcare kickbacks committed 5. [read post]
17 Feb 2010, 4:34 pm
“301" process has been extended until 5:00 PM on Thursday, February 18, 2010 due the Washington weather. [read post]
22 Sep 2011, 1:13 am
The program is below: 9:00 am to 9:45 am Registration of the participants 9:45 am to 10:00 am Opening of the conference 10:00 am to 11:15 am I panel General issues of private international law Mirko Zivkovic, PhD, University Nis Discussion 11:15 am to 11:30 am Coffee break 11:30 am to 1:00 pm II panel Integration of EU PIL into national PIL codifications of the region (conflict of laws) Zlatan Meskic, PhD, University of Zenica “Integration of EU Private… [read post]
3 Mar 2011, 3:42 pm
There is no attendance fee but registration is required. [read post]
7 Jun 2018, 5:32 am
The findings stated that the firm had filed a Uniform Termination Notice for Securities Industry Registration (Form U5) terminating Basralian’s registrations and reporting that he resigned after a customer allegation of fraud and breach of contract related to investments away from the firm.William Bernard Lyons (CRD #1521283, Middletown, New Jersey) Without admitting or denying the findings, Lyons consented to the sanctions and to the entry of findings that he failed to… [read post]
8 Apr 2020, 3:00 am
If you’ve worked on private offerings, chances are you’re familiar with the very helpful “Chart of Alternatives to Registration” that Stan Keller, Jean Harris & Rich Leisner put together. [read post]
1 Aug 2010, 2:32 am
Event: Hedge Fund, Private Equity, Due Diligence and Risk Fundamentals Location: Toronto August 25-27 Sponsor: IQPC Event: Algorithmic Trading Strategies Summit Location: New York, NY August 25-27 Sponsor: LISA Event: Life Settlement Compliance Conference Location: Atlanta, GA August 31 – September 1 Sponsor: Africa Investor Event: Africa Investor Agribusiness Projects Summit Location: Durban August 31 – September 3 Sponsor: Terrapinn Event: Infrastructure Investment… [read post]
