Search for: "Securities and Exchange Commission"
Results 881 - 900
of 22,483
Sorted by Relevance
|
Sort by Date
22 Sep 2010, 12:15 pm
The Securities and Exchange Commission is investigating a hedge fund whose main business is in investments known as PIPEs, Matthew Goldstein of Reuters reports. [read post]
15 Oct 2010, 3:32 pm
News release: "The Securities and Exchange Commission today announced that former Countrywide Financial CEO Angelo Mozilo will pay a record... [read post]
28 Jan 2019, 11:42 am
While many spent the final days of 2018 taking a much-needed break, the Securities and Exchange Commission (SEC) was busy […] [read post]
19 Jun 2012, 6:34 am
For more than two years, this blog has been covering the Securities and Exchange Commission’s foray into the world of […] [read post]
11 Nov 2009, 7:11 am
The Securities and Exchange Commission (SEC) has given notice that it intends to take a very active role with respect […] [read post]
13 Aug 2008, 11:02 pm
News release: "The Securities and Exchange Commission today announced that it has published for public comment an agreement [Release No.... [read post]
7 Jun 2011, 11:17 am
The Securities and Exchange Commission's enforcement chief, Robert Khuzami, voiced concerns about how the lawyers conduct themselves. [read post]
11 Nov 2009, 7:11 am
The Securities and Exchange Commission (SEC) has given notice that it intends to take a very active role with respect […] [read post]
8 Sep 2022, 10:00 pm
The US Securities and Exchange Commission recently released its draft Strategic Plan for fiscal years 2022 to 2026 for public comment. [read post]
15 Jul 2010, 4:41 pm
Goldman Sachs said in a statement that its $550 million settlement with the Securities and Exchange Commission was "the right outcome. [read post]
2 May 2008, 10:50 pm
News release: "The Securities and Exchange Commission today announced that investors awaiting their refund checks from the Internal Revenue Service... [read post]
17 Aug 2012, 1:13 pm
The Securities and Exchange Commission accuses Eddie Murray, the former Baltimore Orioles player, of illegally trading on a tip on a $2.8 billion merger. [read post]
31 Oct 2010, 10:10 pm
News release: "The Securities and Exchange Commission's Office of the Chief Accountant and Division of Corporation Finance today published their... [read post]
4 Jan 2008, 10:46 am
"The Securities and Exchange Commission has received and posted on its Web site the text of the RAND Corporation's final... [read post]
29 Jan 2011, 9:10 pm
News release: "The Securities and Exchange Commission announced that it has published a staff study recommending steps to help investors... [read post]
30 Apr 2012, 5:46 pm
The company, an installer of rooftop solar energy systems, has filed a draft registration statement with the Securities and Exchange Commission. [read post]
10 Nov 2010, 2:25 pm
A partner at WilmerHale has been named chief counsel of the Securities and Exchange Commission's division of enforcement. [read post]
5 Apr 2010, 2:22 pm
New concerns are being raised about lawyers leaving the Securities and Exchange Commission and immediately defending companies before the agency. [read post]
10 Jan 2011, 10:13 am
Four people and a hedge fund, Trivium Capital, face civil charges brought by the Securities and Exchange Commission. [read post]
25 Aug 2010, 12:51 pm
The Securities and Exchange Commission voted 3 to 2 to adopt a rule that would give shareholders an easier way to nominate company directors. [read post]
