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24 Sep 2021, 4:23 pm
Incal, for participating in the preparation of a political leaflet containing criticism of the Turkish government’s actions against Kurdish street traders and stall keepers violated his right under Article 10 (freedom of expression) and 6 (right to an independent and impartial tribunal) of the European Convention on Human Rights. [read post]
24 Sep 2021, 10:39 am
Consumers would prefer “chocolate that destroys neither the rainforest nor the lives of millions of children,” but the supply chain makes detecting malfeasance difficult: “small farms sell to intermediaries, who mix together beans from many farmers to sell to grinders or traders and then to manufacturers. [read post]
22 Sep 2021, 6:44 pm
Trader Joe's Company, (CD CA, filed 9/7/2021), alleges violations of Title VII of the 1964 Civil Rights Act and of state anti-discrimination laws. [read post]
22 Sep 2021, 6:12 pm
Imagine a market where many investors are insider traders on a small scale, in an economic but not necessarily a legal sense. [read post]
20 Sep 2021, 12:01 pm
Customers have also alleged that UBS and its team of options traders conducted the YES program with virtually no supervision or compliance oversight and with inadequate risk controls. [read post]
20 Sep 2021, 6:15 am
A putative class action complaint filed in federal court in Boston on February 21, 2021 claimed that retail trader Gill’s conduct on Reddit’s WallStreetBets forum and other social media platforms incited a concerted effort by unaffiliated traders to manipulate and drive up the price of GameStop shares solely to squeeze short sellers and achieve a price untethered to any fundamental value of the company. [read post]
20 Sep 2021, 1:01 am
With the help of local traders, they reached the fabled Spice Islands and loaded their ships with the precious cargo. [read post]
17 Sep 2021, 8:45 pm
Exemptions to the process include Introducer AR notifications, Changes to ARs and Sole Trader notifications. [read post]
17 Sep 2021, 12:50 am
https://www.calcorporatelaw.com/must-a-corporation-have-a-physical-location Former employer of ‘Roaring Kitty,’ who pumped up GameStop, fined for lack of oversight.by Matt PhillipsThe New York Times The insurer MassMutual will pay a $4 million fine to Massachusetts securities regulators as part of a settlement involving the conduct of Keith Gill, a former employee and online trader known as “Roaring Kitty” whose relentless cheerleading for shares of… [read post]
17 Sep 2021, 12:50 am
https://www.calcorporatelaw.com/must-a-corporation-have-a-physical-location Former employer of ‘Roaring Kitty,’ who pumped up GameStop, fined for lack of oversight.by Matt PhillipsThe New York Times The insurer MassMutual will pay a $4 million fine to Massachusetts securities regulators as part of a settlement involving the conduct of Keith Gill, a former employee and online trader known as “Roaring Kitty” whose relentless cheerleading for shares of… [read post]
14 Sep 2021, 6:11 am
In today’s world of algorithmic traders, machine learning, and robo-advisors, a list of a company’s shareholders doesn’t exactly get the blood pumping. [read post]
13 Sep 2021, 1:15 pm
In addition, the firm failed to register an employee who executed several securities transactions as a securities trader in connection with Deutsche Bank’s participation in the partial tender offer. [read post]
13 Sep 2021, 2:00 am
Fired For Calling Out Customer Behavior on Social Media In April 2020, when the U.S. economy was still largely shut down because of COVID-19, a Trader Joe’s employee used social media to criticize customer behavior. [read post]
10 Sep 2021, 8:37 am
The theory is that the Plan runs automatically and thus the trader is not by definition using inside information. [read post]
9 Sep 2021, 3:05 am
It is hard to believe in today’s environment, where traders seek to exploit information imbalances lasting milliseconds, that there was actually a time when broker-dealers would wait a week for updated bid and ask quotes on over-the-counter securities! [read post]
7 Sep 2021, 10:15 am
Wyden’s proposal on derivatives changes the tax treatment of financial contracts that are used to hedge against risk or expose traders to certain underlying markets, such as options, forwards, and swaps. [read post]
3 Sep 2021, 6:28 am
KEY POINTS FOR TRADERS No banking licence required Transfer by assignment is commonplace (novation is problematic) Participation agreements are used although not yet judicially tested Trusts are not a recognised legal concept Security agents cannot act as trustees for all lenders Non-resident lenders subject to a 19 per cent withholding tax, subject to exceptions Loan transfers are not subject to stamp duty unless… [read post]
3 Sep 2021, 3:30 am
” The plot involved a somewhat sketchy interstellar trader who arrived selling purring little fluff-balls known as “tribbles. [read post]
31 Aug 2021, 4:31 am
Although this clarification is consistent with the Pammer, Mühlleitner, Emrek and Hobohm judgments, the Author endorses a new interpretation of the directed-activity criterion by the Court of Justice of the European Union which would protect consumers and, at the same time, provide greater legal certainty for traders. [read post]
26 Aug 2021, 3:29 am
Time will tell whether the meme stock traders will take advantage of this new information flow. [read post]
