Search for: "U.S. Commodity Futures Trading Commission" Results 881 - 900 of 1,248
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3 May 2023, 9:03 pm by renholding
Lack of coordination with the other Form PF rulemaking.A second rulemaking that we are conducting jointly with the Commodity Futures Trading Commission, if adopted, will also amend Form PF. [read post]
13 Oct 2010, 7:00 pm by Hedge Fund Lawyer
. **** Notice to Members I-10-21 October 13, 2010 NFA offers guidance on CFTC’s final forex regulations The Commodity Futures Trading Commission’s (CFTC) final Forex regulations are effective on October 18, 2010. [read post]
22 Oct 2009, 6:01 am
Exchanges greatly improve the functioning of the existing securities and futures markets. [read post]
28 Oct 2021, 6:33 am by John Jascob
The total size of the digital asset market was $2.7 trillion as of yesterday, and of that, nearly 60 percent were commodities. [read post]
22 Apr 2012, 10:15 pm by Leland E. Beck
The Investment Company Institute and the Chamber of Commerce of the United States sued the Commodities Futures Trading Commission (CFTC) under the Administrative Procedure Act (APA) and the Commodities Exchange Act (CEA), according to the BLT (includes complaint). [read post]
16 Nov 2023, 9:05 pm by renholding
The realities of fragmentation are evident in the increasing competition between the major federal regulators claiming jurisdiction over digital asset markets: the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC). [read post]
16 Jun 2015, 9:09 am by Zoe Bedell
The court cited the Supreme Court’s holding to that effect in Commodity Futures Trading Commission v. [read post]
1 May 2012, 11:32 am by McNabb Associates, P.C.
On top of that, in cases of significant violations, the consequences can include a denial of future export privileges and federal contract debarment, which is particular onerous for cybersecurity companies dependent primarily on business from U.S. government contracts. [read post]
18 Mar 2014, 9:30 pm by Chris Brummer
Last year, then-Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler released guidance on cross-border derivatives transactions, stoking the ire of both domestic market participants and EU authorities. [read post]
7 Feb 2017, 1:16 pm by Holland & Hart
Dodd-Frank Act Established Whistleblower Programs The 2010 Dodd-Frank Act established whistleblower programs for the SEC as well as the Commodity Futures Trading Commission. [read post]
11 Jan 2018, 9:30 pm by Sarah Madigan
Using statistics on the Consumer Financial Protection Bureau, the Commodity Futures Trading Commission, the Consumer Product Safety Commission, and the Securities and Exchange Commission, Romano found “that agency structure influences agency decisionmaking. [read post]
12 Feb 2012, 5:46 am by McNabb Associates, P.C.
Attorney Tompkins also acknowledges the invaluable assistance provided by the Commodities Futures Trading Commission and the Florida Office of Financial Regulation, Bureau of Financial Investigations in this case. [read post]
28 Jan 2016, 1:24 am by Jason C. Gavejian
Commodity Futures Trading Commission (CFTC), organizations will need to remain vigilant in 2016 to ensure they are addressing industry specific rules or guidance regarding cybersecurity and the safeguarding of the information they maintain. [read post]
28 Sep 2016, 11:44 am by Mark Astarita
  In developing these rules, the Commission staff consulted with the Financial Stability Oversight Council (FSOC), the Commodity Futures Trading Commission (CFTC), the Board of Governors of the Federal Reserve System and the Federal Deposit Insurance Corporation (FDIC). [read post]
20 May 2014, 10:03 pm by Lydia Zuraw
” DeLauro also cited menu labeling exclusions, nutrition in school lunches, the compounding drug issue and underfunding for the Commodity Futures Trading Commission (CFTC) as additional reasons for opposing the bill. [read post]
” DOJ explained the NCET will work closely with other federal agencies, such as the Securities and Exchange Commission, the Commodity Futures Trading Commission, and the Department of Treasury, to pursue the following goals: Investigate and prosecute cryptocurrency cases, comprising a central part of a nationwide enforcement effort to combat the use of cryptocurrency as an illicit tool. [read post]
” DOJ explained the NCET will work closely with other federal agencies, such as the Securities and Exchange Commission, the Commodity Futures Trading Commission, and the Department of Treasury, to pursue the following goals: Investigate and prosecute cryptocurrency cases, comprising a central part of a nationwide enforcement effort to combat the use of cryptocurrency as an illicit tool. [read post]