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14 Jan 2016, 7:24 am by D. Daxton White
The White Law Group continues to investigate the liability that brokerage firms may have for recommending high risk energy MLPs, like OCI Partners LP, to their clients. [read post]
14 Jan 2016, 7:31 am by D. Daxton White
The White Law Group continues to investigate the liability that brokerage firms may have for recommending high risk energy MLPs, like PAA Natural Gas Storage LP, to their clients. [read post]
18 Jan 2016, 12:27 pm by D. Daxton White
   If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. [read post]
6 Jan 2016, 10:37 am by D. Daxton White
The White Law Group is investigating the liability brokerage firms may have for recommending Puerto Rico COMWLTH PUB IMPT B DS 2007A GO. [read post]
6 Jan 2016, 10:30 am by D. Daxton White
The White Law Group is investigating the liability brokerage firms may have for recommending Puerto Rico COMWLTH PUB IMPT B DS 2007A GO. [read post]
13 Jan 2016, 10:49 am by D. Daxton White
   If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. [read post]
17 Jan 2016, 1:35 pm by D. Daxton White
   If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. [read post]
14 Jan 2016, 7:16 am by D. Daxton White
The White Law Group continues to investigate the liability that brokerage firms may have for recommending high risk energy MLPs, like NGL Energy Partners LP, to their clients. [read post]
18 Jan 2016, 7:51 am by D. Daxton White
   If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. [read post]
11 Dec 2019, 10:11 am by Renae Lloyd
The White Law Group is investigating the liability that FINRA registered brokerage firms may have for improperly selling high-risk private placements. [read post]
15 Jan 2016, 12:32 pm by D. Daxton White
   If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. [read post]
13 Jan 2016, 10:40 am by D. Daxton White
   If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. [read post]
13 Jan 2016, 7:30 am by D. Daxton White
It is for this reason that The White Law Group is investigating the liability that brokerage firms may have for recommending high risk MLPs, like NuStar Energy LP, to their clients. [read post]
1 Mar 2024, 7:06 am by Mark Astarita
The Securities and Exchange Commission today announced settled charges against New York-based investment adviser HG Vora Capital Management LLC for its failure to make timely ownership disclosures in the lead-up to its May 2022 acquisition bid for…Read the Full Press Release Have a securities law question? [read post]
27 Oct 2008, 8:56 pm
    I just wrote about how much worse the economy may get, and what it means for law firms. [read post]
24 Oct 2010, 3:50 pm by James Hamilton
Similarly, said the Commission, to the extent that proxy advisory firms develop, disseminate, and implement their voting recommendations without adequate accountability for informational accuracy in the development and application of voting standards, informed shareholder voting may be likewise impaired.Over the last two decades, noted the Wachtell Lipton firm in comments to the SEC, this small ``hegemony of for-profit firms’’ have proclaimed… [read post]
3 Jun 2010, 3:06 pm by Susan L. Sipe
How does this analogy translate into marketing a law firm or business? [read post]
23 Jan 2024, 6:32 am
In contrast to publicly listed companies, privately held firms may be less familiar with ESG reporting and related data collection and may face an uphill battle in terms of compliance. [read post]