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15 Mar 2016, 7:25 am
What’s more, even if thousands of customers suffer the same kind of injury as you, you’ll have to bring and pay for your case all alone. [read post]
1 Mar 2021, 6:54 am
In addition to the payment of an $18.5 million penalty, the terms of settlement include numerous robust undertakings on the part of Bitfinex and Tether: Repayment of an intercompany line of credit; Implementation of internal controls and procedures to ensure against the use of products and services by New York persons or entities, supplemented by quarterly reporting to the Attorney General for two years on Bitfinex and Tether’s “policies, operations, investigations and… [read post]
9 Nov 2010, 10:48 am
The Volcker Rule, codified as Section 619 of Dodd-Frank, generally bans banks from proprietary trading and sponsoring hedge funds. [read post]
4 Aug 2014, 9:20 am
Aereo, a service that used a series of tiny antennas, one per customer, to capture, record and stream over-the-air broadcast television to its customers, was ruled by the Supreme Court to be publicly performing the works of broadcasters and ordered to pause its service. [read post]
2 Apr 2020, 7:08 am
To this end FATF, for example, is currently working closely with the Committee on Payment and Market Infrastructures and the World Bank to ensure a streamlined policy on the continued provision of critical payment services. [read post]
24 Apr 2011, 7:47 pm
The complaint, filed in February of 2008, alleged the men defrauded customers from 2004 to 2007 by not telling them about important details during the loan-origination process. [read post]
9 Dec 2009, 11:00 pm
For instance, both Bank of America and Citibank announced plans this year to begin testing an annual fee on certain credit cards. [read post]
22 Feb 2016, 1:00 am
On Thursday 25 February it will hear the appeal of Airtours Holidays Transport Ltd v Revenue and Customs regarding whether the Appellant is entitled to recover input tax on payments it made to certain advisers under a tripartite agreement between it, the advisers and certain banks. [read post]
Report by MLCL Principal Hugh Berkson Draws Federal Scrutiny to Problem of Unpaid Arbitration Awards
31 Mar 2016, 9:56 am
Elizabeth Warren referred to the report when grilling outgoing FINRA chairman Richard Ketchum during his testimony before the Senate Banking Subcommittee on Insurance, Securities and Investments. [read post]
10 Jul 2009, 1:14 pm
Dealers must deal fairly with customers and must not take advantage of a customer's need for cash by offering to purchase registered warrants at deeply discounted prices that are below what could reasonably be viewed as their fair market value. [read post]
8 Mar 2016, 10:56 am
” Dwolla, had over 650,000 customer accounts and was transferring as much as $5M a day in 2015. [read post]
29 Sep 2017, 12:26 pm
In addition, funds were converted from firm customers who were also his family members and domestic partner by depositing those funds into the business’ bank account, from which he continued to make unauthorized withdrawals. [read post]
4 Sep 2011, 11:27 am
In most circumstances, a customer will enter into an agreement to arbitrate any disputes that arise between him and his broker in connection with his brokerage account. [read post]
7 Jun 2017, 5:00 am
” This involved executing trades with the intent of driving the market price either up or down in order to trigger a customer’s stop-loss order (i.e., an order to buy or sell when a particular price level is reached) so that the traders could benefit from the anticipated movement in price that would result from the execution of the customer’s trade. [read post]
9 Dec 2009, 8:43 am
This makes us wonder why the Reserve Bank of Australia chose both to eliminate the no surcharge rule and to regulate interchange fees. [read post]
3 Sep 2011, 4:08 am
Case studies of U.S. multinationals in the banking, computer, logistics, and retail industries provide the global dimensions of U.S. [read post]
18 Jun 2011, 3:14 pm
The World Bank has cut connections with the IMF for its own security. [read post]
14 Sep 2018, 9:50 am
Life insurance, IRAs, bank accounts and investment portfolios all have beneficiary designations. [read post]
12 Dec 2008, 3:02 pm
According to the press release,"The settlements, which are subject to court approval, will restore approximately $7 billion in liquidity to Citi customers who invested in ARS, and $22.7 billion to UBS customers who invested in ARS. [read post]
24 Dec 2015, 9:40 pm
Food and Drug Administration (FDA) asserts are the dangers of tanning beds, the agency issued a proposed rule that would impose a slew of limits on the use of indoor tanning devices, including: restricting the use of these devices to those who are at least 18-years-old, mandating that tanning businesses inform the facilities’ customers of the devices’ health effects, and requiring that all customers sign a risk acknowledgment form. [read post]
